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Results: 1-10 of 54

Deferred Prosecution Agreements: the US experience and the UK potential

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • July 14 2014

Deferred Prosecution Agreements (DPAs) have been used in the US for over 20 years. The UK has recently brought into force the laws allowing certain

Financial Regulatory Developments 27 June - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

SFO has announced two convictions in the Innospec conspiracy trial. Innospec itself pleaded guilty in 2010 to bribing state officials in Indonesia

Case bulletin: R v Karigar, 2014 ONSC 3093

  • Dentons
  • -
  • Canada
  • -
  • June 2 2014

For the first time in Canada, an individual has been sentenced to jail time for bribing a foreign public official. The three-year penitentiary

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and

Financial Regulatory Developments 23 May - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned

Supreme Court rules on the limitation period in constructive trustee cases

  • Dentons
  • -
  • United Kingdom
  • -
  • March 17 2014

The Supreme Court has recently provided clarity on two questions where there have been inconsistent authorities for much of the 20th century. The

Financial Regulatory Developments 14 February - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 14 2014

FCA had given a second supervisory notice to Noel Walker, a sole trader, telling him of its decision to remove all regulated activities from his