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Results: 1-10 of 179

Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised

Financial Regulatory Developments 5 December - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • December 5 2014

The Presidency has published its compromise response to the proposal for a Regulation on money market funds (MMFs). It has proposed significant

Financial Regulatory Developments 31 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 31 2014

The Council has published the version of the Regulation on packaged retail and insurance-based investment products (PRIIPs) adopted in Trilogue. The

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Financial Regulatory Developments 26 September - Financial Stability Board (FSB)

  • Dentons
  • -
  • European Union
  • -
  • September 26 2014

At its plenary meeting in Cairns on 17 and 18 September, FSB discussed current vulnerabilities in the global financial system, in particular warning

Financial Regulatory Developments 19 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 19 2014

Jean-Claude Juncker, President-elect of the Commission, has written to Jonathan Hill setting out the expectations of how the Commission as a whole

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments