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Results: 11-20 of 8,765

Treasury publishes funds regulations

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

The Alternative Investment Fund Managers Regulations 2013 in draft: these Regulations need approval from both Houses of Parliament and constitute

ESMA reports on remuneration guidelines

  • Dentons
  • -
  • European Union
  • -
  • June 14 2013

ESMA has published its final report on remuneration guidelines under MiFID. The guidelines aim to improve implementation of the conflicts of

ESMA compares prospectus liability regimes

  • Dentons
  • -
  • European Union
  • -
  • June 14 2013

In response to a request for advice, ESMA has prepared for the Commission a comparison table of the different liability regimes Member States apply

European regulators publish final principles for benchmarks

  • Dentons
  • -
  • European Union
  • -
  • June 14 2013

EBA and ESMA have published the final report on the principles for benchmark-setting in the EU. It includes a new principle on ensuring the

AXA agrees to change travel policy wording

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

AXA Insurance UK plc has agreed to change wording on certain travel insurance polices it underwrites for the Lloyds Banking Group. FCA found some

EBA publishes near-final own funds RTS

  • Dentons
  • -
  • European Union
  • -
  • June 14 2013

EBA has published a near-final version of draft regulatory technical standards (RTS) it will submit to the Commission once the text of the Capital

Treasury updates sanctions

  • Dentons
  • -
  • Iran, United Kingdom
  • -
  • June 14 2013

Treasury has updated the sanctions lists in relation to Iran. It has also updated the asset freeze list. (Source: Treasury Updates Sanctions

FCA publishes more AIFMD information

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA has published further materials relating to implementation of the AIFMD. Its latest form is a draft variation of permission (VOP) form for full

ESMA publishes CCP interoperability guidelines

  • Dentons
  • -
  • European Union
  • -
  • June 14 2013

ESMA has published guidelines, addressed to national supervisors, on how they should expect CCPs to meet the requirements on interoperability

FCA publishes MLEI thematic review

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA has published a thematic review into before the event selling of Motor Legal Expenses Insurance (MLEI). It noted that because MLEI is a complex