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Results: 11-20 of 8,765
Treasury publishes funds regulations
- Dentons
- -
- United Kingdom
- -
- June 14 2013
The Alternative Investment Fund Managers Regulations 2013 in draft: these Regulations need approval from both Houses of Parliament and constitute
ESMA reports on remuneration guidelines
- Dentons
- -
- European Union
- -
- June 14 2013
ESMA has published its final report on remuneration guidelines under MiFID. The guidelines aim to improve implementation of the conflicts of
ESMA compares prospectus liability regimes
- Dentons
- -
- European Union
- -
- June 14 2013
In response to a request for advice, ESMA has prepared for the Commission a comparison table of the different liability regimes Member States apply
European regulators publish final principles for benchmarks
- Dentons
- -
- European Union
- -
- June 14 2013
EBA and ESMA have published the final report on the principles for benchmark-setting in the EU. It includes a new principle on ensuring the
AXA agrees to change travel policy wording
- Dentons
- -
- United Kingdom
- -
- June 14 2013
AXA Insurance UK plc has agreed to change wording on certain travel insurance polices it underwrites for the Lloyds Banking Group. FCA found some
EBA publishes near-final own funds RTS
- Dentons
- -
- European Union
- -
- June 14 2013
EBA has published a near-final version of draft regulatory technical standards (RTS) it will submit to the Commission once the text of the Capital
Treasury updates sanctions
- Dentons
- -
- Iran, United Kingdom
- -
- June 14 2013
Treasury has updated the sanctions lists in relation to Iran. It has also updated the asset freeze list. (Source: Treasury Updates Sanctions
FCA publishes more AIFMD information
- Dentons
- -
- United Kingdom
- -
- June 14 2013
FCA has published further materials relating to implementation of the AIFMD. Its latest form is a draft variation of permission (VOP) form for full
ESMA publishes CCP interoperability guidelines
- Dentons
- -
- European Union
- -
- June 14 2013
ESMA has published guidelines, addressed to national supervisors, on how they should expect CCPs to meet the requirements on interoperability
FCA publishes MLEI thematic review
- Dentons
- -
- United Kingdom
- -
- June 14 2013
FCA has published a thematic review into before the event selling of Motor Legal Expenses Insurance (MLEI). It noted that because MLEI is a complex
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