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FSA consults on liquidity reporting

Dentons
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United Kingdom
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April 17 2009

FSA is consulting on a new liquidity reporting regime as part of its overall aim to strengthen liquidity controls

Treasury consults on simple transparent products

Dentons
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United Kingdom
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March 26 2010

Treasury has published for comment a paper by its Retail Financial Services Forum on how to reshape the regulatory regime to make it easier for consumers to understand what products are available, compare them and choose an appropriate one

FSA proposes mobile phone taping

Dentons
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United Kingdom
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March 26 2010

FSA is consulting on plans to remove the current exemption from its COBS requirements to record telephone calls that exempts communications made on mobile phones and mobile communications (apart from email

FSA sends out RDR questionnaire

Dentons
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United Kingdom
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January 29 2010

FSA has sent a questionnaire to several firms asking for information on their strategic direction

Up next from FSA

Dentons
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United Kingdom
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February 5 2010

Among publications FSA plans to issue during the first quarter of 2010 are the following

FSA publishes rules on adviser charging

Dentons
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United Kingdom
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April 1 2010

FSA has published new rules that will remove commission bias from the sale of retail investment products and aim to restore consumer confidence in the market