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Treasury consults on simple transparent products

  • Dentons
  • -
  • United Kingdom
  • -
  • March 26 2010

Treasury has published for comment a paper by its Retail Financial Services Forum on how to reshape the regulatory regime to make it easier for consumers to understand what products are available, compare them and choose an appropriate one

FSA proposes mobile phone taping

  • Dentons
  • -
  • United Kingdom
  • -
  • March 26 2010

FSA is consulting on plans to remove the current exemption from its COBS requirements to record telephone calls that exempts communications made on mobile phones and mobile communications (apart from email

FSA consults on liquidity reporting

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2009

FSA is consulting on a new liquidity reporting regime as part of its overall aim to strengthen liquidity controls

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD

FSA signs MoU with Korea

  • Dentons
  • -
  • South Korea, United Kingdom
  • -
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

FSA consults on adviser standards

  • Dentons
  • -
  • United Kingdom
  • -
  • December 23 2009

FSA is consulting on enhancing the professionalism of investment advisers under the RDR

FSSC sets NOS for risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector

FSA announces re-start of FSCS funding review

  • Dentons
  • -
  • United Kingdom
  • -
  • October 7 2011

FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009

FSA cancels regulated activities permission

  • Dentons
  • -
  • United Kingdom
  • -
  • August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions

FSCP publishes annual report

  • Dentons
  • -
  • United Kingdom
  • -
  • July 24 2009

The Consumer Panel’s latest report highlights its concerns at FSA’s apparent abandoning of TCF at a time it was most needed