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FSA sends out RDR questionnaire

  • Dentons
  • -
  • United Kingdom
  • -
  • January 29 2010

FSA has sent a questionnaire to several firms asking for information on their strategic direction

FSA announces re-start of FSCS funding review

  • Dentons
  • -
  • United Kingdom
  • -
  • October 7 2011

FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009

FSA cancels regulated activities permission

  • Dentons
  • -
  • United Kingdom
  • -
  • August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions

FSCP publishes annual report

  • Dentons
  • -
  • United Kingdom
  • -
  • July 24 2009

The Consumer Panel’s latest report highlights its concerns at FSA’s apparent abandoning of TCF at a time it was most needed

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD

FSA consults on pension risk and ICAS

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees

FSA publishes final notices

  • Dentons
  • -
  • United Kingdom
  • -
  • September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August

FSA updates on leaks

  • Dentons
  • -
  • United Kingdom
  • -
  • October 1 2010

The latest edition of Market Watch looks at FSA's work over the past three years on leaks

FSA publishes rules on adviser charging

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2010

FSA has published new rules that will remove commission bias from the sale of retail investment products and aim to restore consumer confidence in the market

FSA feeds back on remuneration extension

  • Dentons
  • -
  • United Kingdom
  • -
  • December 11 2009

FSA has published a summary of the feedback it got on whether it should extend its remuneration code to other FSA-authorised firms