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FSA signs MoU with Korea

  • Dentons
  • -
  • South Korea, United Kingdom
  • -
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

Treasury publishes new controllers regulations

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March

FSA writes to trade associations on capital

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances

Treasury makes controllers exemption order

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

Treasury has made an exemptions order that applies general exemptions to UK authorised persons which are not subject to supervision under relevant EC directives (the relevant Directives are MiFID, the BCD, UCITS Directive and insurance and reinsurance company Directives

FSA consults on liquidity reporting

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2009

FSA is consulting on a new liquidity reporting regime as part of its overall aim to strengthen liquidity controls

FSSC sets NOS for risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector

FSA makes new fees and other rules

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP

BBA responds on consumer responsibility

  • Dentons
  • -
  • United Kingdom
  • -
  • July 3 2009

BBA has responded to FSA's discussion paper on consumer responsibility

FSCP publishes annual report

  • Dentons
  • -
  • United Kingdom
  • -
  • July 24 2009

The Consumer Panel’s latest report highlights its concerns at FSA’s apparent abandoning of TCF at a time it was most needed

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD