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Results: 1-10 of 40

Treasury publishes new controllers regulations

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March

FSA strengthens stress testing

  • Dentons
  • -
  • United Kingdom
  • -
  • December 23 2009

FSA has strengthened its stress testing regime by introducing a new approach to stress testing

FSSC sets NOS for risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector

FSA makes new fees and other rules

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD

BBA responds on consumer responsibility

  • Dentons
  • -
  • United Kingdom
  • -
  • July 3 2009

BBA has responded to FSA's discussion paper on consumer responsibility

FSA writes to trade associations on capital

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances

Treasury makes controllers exemption order

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

Treasury has made an exemptions order that applies general exemptions to UK authorised persons which are not subject to supervision under relevant EC directives (the relevant Directives are MiFID, the BCD, UCITS Directive and insurance and reinsurance company Directives

FSCP publishes annual report

  • Dentons
  • -
  • United Kingdom
  • -
  • July 24 2009

The Consumer Panel’s latest report highlights its concerns at FSA’s apparent abandoning of TCF at a time it was most needed

FSA feeds back on remuneration extension

  • Dentons
  • -
  • United Kingdom
  • -
  • December 11 2009

FSA has published a summary of the feedback it got on whether it should extend its remuneration code to other FSA-authorised firms

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