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FSA appoints Paul Stockton to FSCS board

  • Dentons
  • -
  • United Kingdom
  • -
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme

Treasury publishes new controllers regulations

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March

FSA writes to trade associations on capital

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances

Treasury makes controllers exemption order

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

Treasury has made an exemptions order that applies general exemptions to UK authorised persons which are not subject to supervision under relevant EC directives (the relevant Directives are MiFID, the BCD, UCITS Directive and insurance and reinsurance company Directives

FSA consults on remuneration code guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • April 28 2011

FSA is consulting on guidance to help firms assess their compliance with the Remuneration Code

FSA announces 201112 funding

  • Dentons
  • -
  • United Kingdom
  • -
  • February 4 2011

FSA has announced its annual funding requirement for 201112 will be £500

FSA consults on pension risk and ICAS

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees

CLLS responds on remuneration guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • May 27 2011

CLLS has responded to FSA's Guidance Consultation on the Remuneration Code

FOS finalises plan and budget

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

FOS has set an operational budget of £102.9 million for the coming year

FSA cancels regulated activities permission

  • Dentons
  • -
  • United Kingdom
  • -
  • August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions