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FSA finalises structured product guidance
- Dentons
- -
- United Kingdom
- -
- March 30 2012
FSA has finalised its guidance on the governance, systems and controls it expects firms that sell structured products to have in place
FSCP publishes research on "advice gap" for consumers of financial services
- Dentons
- -
- United Kingdom
- -
- March 16 2012
FSCP has published research suggesting that many consumers of financial services face a critical gap when they look for advice about their financial needs
FSA makes new rules
- Dentons
- -
- United Kingdom
- -
- September 30 2011
The Handbook Administration (No. 23) Instrument 2011: This makes minor changes to the Glossary, the Financial Stability and Market Confidence Sourcebook, the Insurance: Conduct of Business Sourcebook, the Supervision Manual, the Collective Investment Schemes Sourcebook and the Prospectus Rules with effect from 1 October
IMA responds on product intervention
- Dentons
- -
- United Kingdom
- -
- May 6 2011
IMA has responded to FSA's Discussion Paper on product intervention
FSA publishes unfair terms guidance
- Dentons
- -
- United Kingdom
- -
- February 3 2012
FSA has finalised its guidance on how to improve terms in consumer contracts
FSA makes new rules
- Dentons
- -
- United Kingdom
- -
- December 16 2011
At FSA’s Board Meeting on 8 December, FSA made the following instruments
Treasury makes FS Act commencement order
- Dentons
- -
- United Kingdom
- -
- October 15 2010
The first commencement order made under the Financial Services Act 2010 has brought into force from 12 October provisions of the FS Act which remove FSA's public awareness objective and instead require FSA to take into account improving public knowledge and for it to pay regard to information from the Consumer Financial Education Body (CFEB
FSA confirms retail TC rules
- Dentons
- -
- United Kingdom
- -
- December 23 2010
FSA has confirmed the changes to its rules on training and competence for those who work in the retail advisory sector
FSA consults on suitability guidance
- Dentons
- -
- United Kingdom
- -
- January 14 2011
FSA is consulting on proposed guidance to help firms establish the risk customers are willing and able to take and to make a suitable investment selection for them
FOS publishes plans and budget
- Dentons
- -
- United Kingdom
- -
- January 14 2011
FOS's plans and budget for the next year explain its plans and ask for comment by 21 February
Current Search
- Firm Name - Dentons
- Jurisdiction - United Kingdom
- Author - Josie Day
- Workarea - Insurance & Reinsurance
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