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Results: 1-10 of 3,801

Social networking and online forums privacy obligations

  • Dentons
  • -
  • United Kingdom
  • -
  • June 18 2013

Last month, the UK Information Commissioner's Office (UK ICO) published guidance on the application of the Data Protection Act 1998 (UK DPA) to

FCA fines for client asset failings

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA has fined Xcap Securities PLC £120,900 for breach of Principles 3 and 10 in respect of client money and assets. It found the firm did not

New voting forecasts

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • June 14 2013

The Economic and Monetary Affairs Committee (ECON) in EP has postponed its vote on IMD2 and on the Directive on a key information document for

AXA agrees to change travel policy wording

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

AXA Insurance UK plc has agreed to change wording on certain travel insurance polices it underwrites for the Lloyds Banking Group. FCA found some

FCA creates structured products page

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA has created a page on its website devoted to structured products. Its initial advice alerts firms to the financial promotions and suitability

OFGEM consults on REMIT enforcement

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

Ofgem has published a package of documents relating to the Regulation on Energy Market Integrity and Transparency (REMIT). Its enforcement powers

FCA publishes more AIFMD information

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA has published further materials relating to implementation of the AIFMD. Its latest form is a draft variation of permission (VOP) form for full

FCA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA's first quarterly consultation paper covers: proposed changes to the Insurance: Conduct of Business Sourcebook (ICOBS) to make the claims

Up next from FCA

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

FCA's latest Policy Development Update highlights the following publications due before the end of June: policy statement on rates for 20132014

Banks agree to "same day retry" scheme

  • Dentons
  • -
  • United Kingdom
  • -
  • June 14 2013

Seven banks have agreed with FCA to "retry" later in the same day payments that originally fail. Barclays, The Co-operative, HSBC, Nationwide, RBS

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