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FSA confirms Cole appointment

Dentons
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United Kingdom
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September 10 2010

FSA confirmed Margaret Cole's appointment as Managing Director of Enforcement and Financial Crime from 7 September

FSA fines for sanctions controls failings

Dentons
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United Kingdom
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August 6 2010

FSA has fined companies in the RBS Group £5.6 million for not having in place adequate systems and controls to prevent breaches of UK financial sanctions

FSA bans insurance professionals for fraud

Dentons
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United Kingdom
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July 16 2010

FSA has banned Timothy Higgins, Clifford Felstead and Ralph Brunswick from working in regulated financial services

Commission consults on MAD

Dentons
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European Union
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July 2 2010

The Commission has started a public consultation on its review of the Market Abuse Directive

FSA fines and bans oil broker for market abuse

Dentons
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United Kingdom
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July 2 2010

FSA has fined and banned a former oil futures broker for market abuse

FSA uses new powers on insider dealer

Dentons
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United Kingdom
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June 25 2010

Following a prosecution brought by FSA, Anjam Saeed Ahmad, a former hedge fund trader, was sentenced to 10 months' imprisonment (suspended), community service and a £50,000 fine