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The GB wholesale gas price investigation - what’s happening and what to do

Dentons
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European Union, United Kingdom
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November 16 2012

The Financial Services Authority (FSA) and Ofgem are investigating allegations of suspicious trading which occurred on 28 September 2012 in gas contracts at the National Balancing Point (NBP

Tribunal upholds FSA decision to fine firm for market manipulation

Dentons
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United Kingdom
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February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

EU Council agrees MAD2 general approach

Dentons
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European Union
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December 7 2012

The Presidency has issued its final compromise proposals and obtained confirmation of the Council’s General Approach on the Regulation on Insider Dealing and Market Manipulation (MAR) and the Directive on Criminal Sanctions for Market Abuse (CMAD

What’s up next? Keeping up with regulatory change

Dentons
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European Union, Global, United Kingdom
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November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up

FSA speaks on market behaviour

Dentons
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United Kingdom
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December 14 2012

Jamie Symington has spoken on market conduct and FSA's fight against market abuse

Tribunal supports market abuse ban

Dentons
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United Kingdom
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October 5 2012

The Tribunal has backed FSA’s decision to fine and ban two individuals for market abuse

Committee backs consistent market abuse sanctions

Dentons
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United Kingdom
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July 13 2012

The Justice and Home Affairs Committee in the EP has called for consistent and tough criminal sanctions for market abuse

FSA publishes John Blake final notice

Dentons
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United Kingdom
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October 19 2012

Following the withdrawal of his referral of the case to the Upper Tribunal, FSA has confirmed the fine and ban on John Blake

ECON wants tough MAR rules

Dentons
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European Union
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April 20 2012

Arlene McCarthy has presented her draft report on the proposed Market Abuse Regulation (MAR) and associated legislation to the Economic and Monetary Affairs Committee (ECON

FSA brings more insider dealing charges

Dentons
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United Kingdom
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June 19 2009

FSA has brought a fifth insider dealing prosecution in 18 months

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Search results

The GB wholesale gas price investigation - what’s happening and what to do

Tribunal upholds FSA decision to fine firm for market manipulation

EU Council agrees MAD2 general approach

What’s up next? Keeping up with regulatory change

FSA speaks on market behaviour

Tribunal supports market abuse ban

Committee backs consistent market abuse sanctions

FSA publishes John Blake final notice

ECON wants tough MAR rules

FSA brings more insider dealing charges

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