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Results: 1-10 of 42

The GB wholesale gas price investigation - what’s happening and what to do

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • November 16 2012

The Financial Services Authority (FSA) and Ofgem are investigating allegations of suspicious trading which occurred on 28 September 2012 in gas contracts at the National Balancing Point (NBP

Tribunal upholds FSA decision to fine firm for market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

What’s up next? Keeping up with regulatory change

  • Dentons
  • -
  • European Union, Global, United Kingdom
  • -
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up

FSA speaks on market behaviour

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

Jamie Symington has spoken on market conduct and FSA's fight against market abuse

Tribunal supports market abuse ban

  • Dentons
  • -
  • United Kingdom
  • -
  • October 5 2012

The Tribunal has backed FSA’s decision to fine and ban two individuals for market abuse

Committee backs consistent market abuse sanctions

  • Dentons
  • -
  • United Kingdom
  • -
  • July 13 2012

The Justice and Home Affairs Committee in the EP has called for consistent and tough criminal sanctions for market abuse

FSA publishes John Blake final notice

  • Dentons
  • -
  • United Kingdom
  • -
  • October 19 2012

Following the withdrawal of his referral of the case to the Upper Tribunal, FSA has confirmed the fine and ban on John Blake

FSA brings more insider dealing charges

  • Dentons
  • -
  • United Kingdom
  • -
  • June 19 2009

FSA has brought a fifth insider dealing prosecution in 18 months

FSA wins market abuse case

  • Dentons
  • -
  • United Kingdom
  • -
  • April 9 2009

FSA has won its case in the FSMT against authorised firm Winterflood and two of its advisers

FSA announces insider dealing imprisonment and more charges

  • Dentons
  • -
  • United Kingdom
  • -
  • March 19 2010

FSA has announced Malcolm Calvert, the former Cazenove broker, has been sentenced to 21 months' imprisonment for insider dealing

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