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Results: 1-10 of 2,983

Financial Regulatory Developments 14 November - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

ESMA has launched a call for evidence to help it draft its Opinion on passporting under the Alternative Investment Fund Managers Directive (AIFMD

Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Financial Regulatory Developments 14 November - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

The Presidency has published a compromise text for the Money Market Funds Regulation. (Source: Presidency Publishes MML Compromise

Financial Regulatory Developments 14 November- OTC Derivatives Regulators Group (ODRG)

  • Dentons
  • -
  • Global
  • -
  • November 14 2014

ODRG has reported to the G-20 on cross-border implementation issues, including in relation to guaranteed affiliates, the exchange trading obligation

Financial Regulatory Developments 14 November - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

The Commission Delegated Regulation on Regulatory Technical Standards (RTS) for determining the overall exposure to a client or a group of connected

Financial Regulatory Developments 14 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a

Financial Regulatory Developments 14 November - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • November 14 2014

FSB has updated its lists of global systemically important institutions (G-SIs), in respect of insurers (G-SIIs) and banks (G-SIBs). (Source: FSB

Financial Regulatory Developments 14 November - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • November 14 2014

The Basel Committee has published its findings following a review of how its members have implemented national discretions in the Basel capital

Financial Regulatory Developments 14 November - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

BoE has published an independent report from Lord Grabiner that looked at whether any BoE official was involved in, or aware of, conduct in the FX

Financial Regulatory Developments 14 November - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

EBA has published a further updated version of its single banking rulebook questions and answers. (Source: EBA Updates Q&As) EBA consults on DGS