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Results: 1-10 of 3,159

Financial Regulatory Developments 17 April - Lending Standards Board (LSB)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2015

LSB has published the findings from its Lending Code (Code) governance and control framework review. Within the nine firms surveyed as part of the

Financial Regulatory Developments 17 April - Global Meeting of Foreign Exchange Committees (GMFEC)

  • Dentons
  • -
  • Global
  • -
  • April 17 2015

The GMFEC took place in Tokyo in late March and was attended by representatives from eight major financial centres, including the Eurozone, the UK

Financial Regulatory Developments 17 April - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • April 17 2015

FSB has started its second peer review of resolution regimes in the banking sector. It has sent a questionnaire to regulators in its member countries

Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2015

FCA has fined Bank of New York Mellon London Branch and Bank of New York Mellon International £126 million for failure to comply with the custody

Financial Regulatory Developments 17 April - Financial Markets Law Committee (FMLC)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2015

FMLC has written to the Financial Standards Board (FSB) on regulation of commodity benchmarks. In the letter FMLC outlined the current state of

Financial Regulatory Developments 17 April - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2015

EBA has published its first annual report on the convergence of supervisory review practices in the EU banking sector. It covers the findings of a

Financial Regulatory Developments 17 April - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2015

ESMA has published the responses to its discussion paper on the share classes of UCITS. (Source: Discussion Paper: Share Classes of UCITS

Financial Regulatory Developments 17 April - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2015

EP has released a report on the proposal for a Regulation on reporting and transparency of securities financing transactions. The report sets out

Financial Regulatory Developments 10 April - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • April 10 2015

EBA has published a recommendation indicating the equivalence of the confidentiality regimes of certain non-EU countries to the EU confidentiality

Financial Regulatory Developments 2 April - Financial Policy Committee (FPC)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

Mark Carney, in his capacity as Chairman of FPC, has written to George Osborne responding to a letter outlining FPC's remit and other government