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Results: 1-10 of 2,906

Financial Regulatory Developments 12 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

ESMA has published translations into all EU languages of its Guidelines on the Principles for Financial Market Infrastructures (FMIs) in respect of

Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes

Financial Regulatory Developments 12 September - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

IOSCO has carried out a survey to update on the state of implementation, in terms of supervision and enforcement, of the survey that accompanied the

Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory

Financial Regulatory Developments 12 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The new Commission President-elect, Jean-Claude Juncker, has announced the new sectoral Commissioners. The UK gets a leading role, with Jonathan Hill

Financial Regulatory Developments 12 September - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

PRA has published its supervisory statement setting out its approach to supervising the UK branches of banks based outside the European Economic Area

Financial Regulatory Developments 12 September - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The Presidency has published a compromise text of the second Insurance Mediation Directive (IMD 2), which it now refers to as the Insurance

Financial Regulatory Developments 12 September - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The Commission has published in OJEU the Implementing Regulation containing implementing technical standards (ITS) on relevant appropriately

Financial Regulatory Developments 5 September - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

The Payment Accounts Directive (PAD) has been published in the OJEU. Member States must implement it by 18 September 2016. Certain provisions must be

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments