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Results: 1-10 of 2,948

Financial Regulatory Developments 17 October - International Organisation of Securities Commissioners (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • October 17 2014

IOSCO is consulting on a set of principles for the custody of collective investment schemes' (CIS) assets. The nine principles focus on: the need for

Financial Regulatory Developments 17 October - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

Treasury is proposing to designate, and bring within the scope of the Payment Systems Regulator (PSR), the following payment systems: Bacs; CHAPS

Financial Regulatory Developments 17 October - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

ESMA's Securities and Markets Stakeholder Group (SMSG) has responded to ESMA's consultation on draft technical standards and possible delegated acts

Financial Regulatory Developments 17 October - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

Following the EBA and ECB announcements of planned publication of the bank stress test results, BoE says the Financial Policy Committee and PRA will

Financial Regulatory Developments 17 October - Bank for International Settlements (BIS)Basel Committee on Banking Supervision (Basel Committee)

  • Dentons
  • -
  • Global
  • -
  • October 17 2014

The Basel Committee is consulting on a revision of its 2010 Corporate Governance Principles for Banks. Although it notes improvements since 2010, the

Financial Regulatory Developments 17 October - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

EBA and the European Central Bank (ECB) have announced that the results of the 2014 stress test of 130 banks will be announced at noon on 26 October

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 17 October - International Swaps and Derivatives Association (ISDA)

  • Dentons
  • -
  • Global
  • -
  • October 17 2014

ISDA has announced that 18 major global banks will subscribe to ISDA's Resolution Stay Protocol in the coming weeks. The protocol imposes a stay on

Financial Regulatory Developments 17 October - City of London Law Society (CLLS)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

CLLS has responded to Treasury's consultation on removing impediments to resolvability under the BRRD, which Treasury is in the process of transposing

Financial Regulatory Developments 17 October - Financial Stability Board (FSB)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

FSB has published its final report on its Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions. The framework: