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Results: 1-10 of 3,053

Financial Regulatory Developments 23 January - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

Treasury has published a draft statutory instrument addressing how ring-fenced bodies should deal with pensions. Among other things, it requires that

Financial Regulatory Developments 23 January - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • January 23 2015

ESMA has concluded a Memorandum of Understanding (MOU) with the Hong Kong Securities and Futures Commission (HK SFC). The MoU establishes cooperation

Financial Regulatory Developments 23 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

PRA has published a policy statement with final rules on its consultation on implementing the BRRD, together with supervisory statements on recovery

Financial Regulatory Developments 23 January - Cases

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435

Financial Regulatory Developments 23 January - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • January 23 2015

EBA has published its impact assessment report for liquidity coverage requirements. It concludes that banks' compliance with the liquidity coverage

Financial Regulatory Developments 23 January - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • January 23 2015

The Solvency 2 Delegated Regulation (see FReD 16 January) has been published in the OJEU. The first section, on valuation and risk-based capital

Financial Regulatory Developments 16 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 16 2015

FCA has updated alternative investment fund managers (AIFMs) on problems it is experiencing with its reporting system which means many AIFMs are

Financial Regulatory Developments 16 January - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • January 16 2015

ESMA has published updated versions of its questions and answers on: Application of the Alternative Investment Fund Managers Directive (AIFMD): the

Financial Regulatory Developments 16 January - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • January 16 2015

The Commission has adopted several key pieces of legislation relating to Solvency 2 and the Capital Requirements Regulation (CRR). It has adopted:

Financial Regulatory Developments 16 January - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • January 16 2015

The Capital Requirements (Capital Buffers and Macroprudential Measures) (Amendment) Regulations 2015 will come into force partly on 31 May 2016 and