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Results: 1-10 of 340

Securities and Exchange Commission provides guidance on conflict minerals and resource extraction payments disclosure

  • Mayer Brown LLP
  • -
  • Democratic Republic of Congo, USA
  • -
  • June 5 2013

On May 30, 2013, the Division of Corporation Finance (the "Staff") of the Securities and Exchange Commission (the "SEC") provided guidance in the

UK: insurance ‘add-ons’ come into the line of fire

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • June 4 2013

The Financial Conduct Authority ("FCA") has recently upped its scrutiny of insurance add-ons. There has been heightened speculation in the market

Electronic discovery & records management - tip of the month: e-discovery of audio data what is considered reasonable?

  • Mayer Brown LLP
  • -
  • USA
  • -
  • May 31 2013

A series of trades engaged in by a financial services company employee have become the subject of regulatory interest and private litigation. The

Can securities fraud defendants rebut price impact to avoid class certification?

  • Mayer Brown LLP
  • -
  • USA
  • -
  • May 30 2013

In Section 10(b) securities-fraud cases based on affirmative misrepresentations, a class action cannot be certified unless investor reliance is

Does the Takeover Code apply? A look at which companies will be subject to the Takeover Code from 30 September 2013

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 23 2013

In the summer of 2012, the Code Committee of the Takeover Panel (Panel) issued a consultation examining which companies should be subject to the

Capital markets quarterly update (January to March 2013)

  • Mayer Brown LLP
  • -
  • Hong Kong
  • -
  • May 22 2013

This quarterly update (January to March 2013) highlights recent developments in Hong Kong capital markets practices: Topical Issues Conversion of B

Annual reporting of employee share awards in UK

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 16 2013

Companies that make share-based awards (such as share or stock options, LTIP awards or RSUs) to employees in the UK must file an annual report with

Director of supervision for the FCA delivers speech on theimportance of culture as the driving behaviour of firms and how the FCA will assess this

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 9 2013

In his speech at the UK Professionals Conference, Adamson highlighted 'culture' as underpinning the problem faced by firms and as the key attribute

Financial Holding Company Act 2013

  • Mayer Brown LLP
  • -
  • Singapore
  • -
  • May 9 2013

Singapore's legislature enacted the Financial Holding Company Act 2013 ("Act") on 8 April 2013. The Act introduces a regulatory framework for the

Top tips for complying with the Model Code

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • April 18 2013

The spotlight has been turned on the Model Code recently, with two companies being issued with fines for breaches of their code of dealings. A few