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Results: 1-10 of 5,060

Rule 575 - Disruptive Practices Prohibited

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The CME Group recently published new Rule 575 (Disruptive Practices Prohibited) and accompanying Market Regulatory Advisory Notice (MRAN) 1405-5

Canadian OTC derivatives reporting requirements

  • Baker & McKenzie
  • -
  • Canada
  • -
  • December 22 2014

Under the Canadian constitution, the 10 provinces and 3 territories in Canada are all separately responsible for securities and derivatives

France proposes HFT rules

  • Baker & McKenzie
  • -
  • France
  • -
  • December 22 2014

France recently proposed rules to regulate high frequency trading. Under the proposed rules, "high frequency trading" is defined as the act of

SEC increases scrutiny on investment advisers for compliance with Custody Rule

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The SEC recently filed an administrative action against an investment adviser, its co-founders and chief compliance officerchief operating officer

SEC adopts rules and guidance for cross-border security-based swaps

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The SEC's long-awaited rules and interpretive guidance for cross-border security-based swaps became effective on September 8, 2014. The rules and

CFTC announces departure of Director Barnett to SEC

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The U.S. Commodity Futures Trading Commission (CFTC) has announced that Gary Barnett, the CFTC's Director of the Division of Swap Dealer and

CFTC issues CME Group Rule Enforcement Review

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The CFTC recently issued its Rule Enforcement Review for the CME, CBOT, NYMEX and COMEX covering the target period from April 1, 2012 to March 31

Delay of early termination rights in ISDA agreements

  • Baker & McKenzie
  • -
  • Global
  • -
  • December 22 2014

In November, 18 major U.S., European and Japanese swap dealers agreed to amend their ISDA contracts to provide for the delay of early termination

Budget compromise eases swaps regulations on banks and increases CFTC Budget

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The Budget bill currently before Congress would repeal the "push out" rule, but at the same time increase the budget of the CFTC by approximately $35

CFTC proposes to impose margin on uncleared swaps

  • Baker & McKenzie
  • -
  • USA
  • -
  • December 22 2014

The CFTC recently issued a rule proposal that would result in the imposition of margin on uncleared swaps for certain transactions. The CFTC's