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Contentious commentary - June 2013

Clifford Chance LLP
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United Kingdom
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June 10 2013

Material adverse change clauses in Finance agreements are ubiquitous. They generally have two forms: first, a Representation made by the borrower At

This week at the UK regulators - 28 May 2013

Clifford Chance LLP
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United Kingdom
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May 28 2013

Last week saw a return to enforcement activity by the FCA. It concluded one enforcement case commenced by the FSA in relation to one of its

Misselling: a global perspective

Clifford Chance LLP
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France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
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April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

Automated AML monitoring in the dock: the judgment in Stone v National Westminster Bank

Clifford Chance LLP
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United Kingdom
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February 21 2013

In the recent case of Stone v National Westminster Bank, 2013 EWHC 208 (Ch) a claim was brought against the Bank by investors who had been defrauded

Corporate update

Clifford Chance LLP
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United Kingdom
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January 28 2013

Whilst the year ahead for companies in the financial services sector looks set to be dominated once again by the regulatory change calendar, for most

FSA update - 28 January 2013

Clifford Chance LLP
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United Kingdom
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January 28 2013

In a judgment released on 25 January, the Upper Tribunal has upheld the £8 million financial penalty imposed by the FSA on 7722656 Canada Inc

FSA update - 21 January 2013

Clifford Chance LLP
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United Kingdom
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January 21 2013

The FSA has (on 15 January) Imposed a financial penalty of £212,237 on Harbinder Panesar and Banned him from the financial Services industry. It has

International regulatory update 7 - 11 January 2013

Clifford Chance LLP
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European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
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January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

FSA update - 24 September 2012

Clifford Chance LLP
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European Union, United Kingdom
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September 24 2012

The FSA has (on 18 September) imposed a financial penalty of £58,300 on Pi Financial Limited for breaches of Principles 3 (management and control) and 9 (customers: relationships of trust) of its Principles for Businesses

The Kaupthing case playing by the rules: a Supreme Court win for bondholders in Icelandic bank administrations

Clifford Chance LLP
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Iceland, United Kingdom
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October 24 2011

On 19 October the Supreme Court handed down its judgment in the case of Re Kaupthing Singer and Friedlander Limited (in administration)2011 UKSC 48

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