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This week at the UK regulators - 7 May 2013

Clifford Chance LLP
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United Kingdom
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May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

Insurance review Winter 20122013

Clifford Chance LLP
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China, European Union, France, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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April 17 2013

On 20 February 2013 it was announced that the European Parliament will now not consider Omnibus II until its 21-24 October 2013 plenary session, four

This week at the regulators - 8 April 2013

Clifford Chance LLP
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United Kingdom
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April 8 2013

On 1 April, the long awaited separation of the FSA into the new Financial Conduct Authority ("FCA") and Prudential Regulation Authority ("PRA") took

Corporate update: impact of the Financial Services Act 2012

Clifford Chance LLP
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United Kingdom
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March 20 2013

From 1 April 2013 a new financial regulation framework will be operative in the UK. The Financial Services Authority (FSA) is being replaced by the

Co(re)insurance and antitrust compliance: choppy waters ahead?

Clifford Chance LLP
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European Union
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March 4 2013

On 8 February 2013, DG Competition of the European Commission (Commission) published a long awaited study commissioned to Ernst & Young on

EU political update 4 - 8 February 2013

Clifford Chance LLP
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European Union
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February 4 2013

On 30 January, the European Commission, pursuant to the European Union Merger Regulation, prohibited the proposed acquisition of TNT Express by UPS

FSA update - 21 January 2013

Clifford Chance LLP
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United Kingdom
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January 21 2013

The FSA has (on 15 January) Imposed a financial penalty of £212,237 on Harbinder Panesar and Banned him from the financial Services industry. It has

FA update - 14 January 2013

Clifford Chance LLP
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United Kingdom
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January 14 2013

In Final Notices dated 19 December 2012 (released on 11 January 2013), The FSA has imposed a financial Penalty on Baronworth (Investment Services

OCI issues guidance note on outsourcing

Clifford Chance LLP
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Hong Kong
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November 14 2012

Hong Kong's financial regulators have regulated "outsourcing" for many years: the Hong Kong Monetary Authority has a dedicated guidance note on the topic, and both the Securities and Futures Commission and the Mandatory Provident Fund Schemes Authority have covered the topic (on a piecemeal basis) under various codes, guidelines andor standards