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Results: 11-20 of 111

International regulatory update 3-7 October 2011

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, Italy, Qatar, United Kingdom
  • -
  • October 10 2011

The Commissione Nazionale per le Società e la Borsa (CONSOB) has published an updated version of its frequently asked questions on CONSOB resolution No. 17902 on restrictive measures on net short positions, as extended by resolution No. 17951

ESMA advises European Commission on equivalence of non-EU clearing and derivatives rules

  • Clifford Chance LLP
  • -
  • European Union
  • -
  • October 7 2013

ESMA has delivered its technical advice to the Commission on the equivalence of non-EU regulatory regimes for the purposes of EU Regulation on OTC

International regulatory update 13-17 August 2012

  • Clifford Chance LLP
  • -
  • France, Global, Japan, Luxembourg, Slovakia, United Kingdom, USA
  • -
  • August 20 2012

The Financial Stability Board (FSB) is seeking views regarding the appropriate jurisdiction for the establishment of the Global LEI Foundation and Central Operating Unit of the global legal entity identifier (LEI) system

International regulatory update

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Global, Hong Kong, Japan, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • July 4 2011

The FSA has published a document setting out its initial thinking on how the Financial Conduct Authority (FCA), which is expected to be established by end-2012, will approach the delivery of its objectives

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital

SEC proposes U.S. regulatory regime for cross-border securities-based swap activities

  • Clifford Chance LLP
  • -
  • USA
  • -
  • May 16 2013

The U.S. Securities and Exchange Commission ("SEC") has published for public comment proposed rules regarding the application of U.S. laws and

EU political update 8 - 12 July 2013

  • Clifford Chance LLP
  • -
  • European Union
  • -
  • July 8 2013

On 3 July, the European Commission invited comments on its review of European Union state aid rules on the public financing of airports and start-up

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

Equity REITs excluded from the definition of commodity pool

  • Clifford Chance LLP
  • -
  • USA
  • -
  • October 16 2012

Under the Commodity Exchange Act, a "commodity pool" is defined as any investment trust, syndicate or similar form of enterprise operated for the purpose of trading commodity interests and commodity pool operators ("CPOs") are subject to regulation by the CFTC

International regulatory update 12-16 September 2011

  • Clifford Chance LLP
  • -
  • European Union, France, Singapore, United Kingdom, USA
  • -
  • September 19 2011

The Autorité des marchés financiersFinancial Markets Authority (AMF) has published an updated set of frequently asked questions in relation to the ban on creating a net short position or increasing any existing net short position, including intraday, in the equity shares or securities giving access to the capital of certain credit institutions and insurance companies