Search results
Order by most recent / most popular / relevance
Results: 1-10 of 12
International regulatory update 4 Feb-8 Feb 2013
- Clifford Chance LLP
- -
- European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
- -
- February 11 2013
EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts
International regulatory update 21 - 25 February 2011
- Clifford Chance LLP
- -
- Australia, European Union, Global, Hong Kong, Singapore, South Africa, Ukraine, United Kingdom
- -
- February 28 2011
The European Commission has published a consultation paper on financial sector taxation, seeking views on the impact and feasibility of various policy options in this area, the potential design of the tax and possible problems
International regulatory update 18-29 April 2011
- Clifford Chance LLP
- -
- Global, Hong Kong, India, Japan, Switzerland, United Arab Emirates, United Kingdom, USA
- -
- May 3 2011
The Financial Stability Board (FSB) has published a progress report on the implementation of OTC derivatives market reforms
Securities and Futures Appeal Tribunal - landmark court of appeal decision
- Clifford Chance LLP
- -
- Hong Kong
- -
- June 16 2011
In a landmark decision, the Court of Appeal unanimously overturned the practice that the Securities and Futures Appeal Tribunal (the SFAT) has adopted since 2003 in only proceeding on the basis that it has a limited role in reviewing Securities and Futures Commission (the SFC) decisions which are appealed to the SFAT
SFAT awards costs against the SFC
- Clifford Chance LLP
- -
- Hong Kong
- -
- March 29 2011
In a recent decision by the Securities and Futures Appeal Tribunal (SFAT) in respect of an application for costs, SFAT No. 2 of 2010, the SFAT has determined that the applicant should be compensated by an award of costs in his favour against the Securities and Futures Commission (SFC), where the SFAT found, on an application for a review of the penalty (not findings of misconduct) that the SFC's proposed penalty was manifestly excessive, and the application was therefore successful
International regulatory update 3-7 October 2011
- Clifford Chance LLP
- -
- European Union, Hong Kong, Italy, Qatar, United Kingdom
- -
- October 10 2011
The Commissione Nazionale per le Società e la Borsa (CONSOB) has published an updated version of its frequently asked questions on CONSOB resolution No. 17902 on restrictive measures on net short positions, as extended by resolution No. 17951
International regulatory update 2-6 May 2011
- Clifford Chance LLP
- -
- Bahrain, European Union, Germany, Hong Kong, India, Netherlands, Switzerland, United Kingdom, USA
- -
- May 9 2011
The US Treasury Department has published a Notice of Proposed Determination exempting FX swaps and forwards from the central clearing and exchange trading requirements imposed by the Dodd-Frank Act
International regulatory update
- Clifford Chance LLP
- -
- Belgium, European Union, Germany, Global, Hong Kong, Japan, Netherlands, Singapore, South Korea, United Kingdom, USA
- -
- July 4 2011
The FSA has published a document setting out its initial thinking on how the Financial Conduct Authority (FCA), which is expected to be established by end-2012, will approach the delivery of its objectives
International regulatory update 21-25 November 2011
- Clifford Chance LLP
- -
- Australia, Belgium, Czech Republic, European Union, Global, Hong Kong, Netherlands, United Kingdom, USA
- -
- November 28 2011
The Financial Markets Law Committee (FMLC) has published a paper responding to the UK government’s consultation paper entitled ‘A new approach to financial regulation: the blueprint for reform’, which was published in June 2011
International regulatory update 10-14 December 2012
- Clifford Chance LLP
- -
- European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
- -
- December 17 2012
The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union
Current Search
Suggested Facets
Jurisdiction
- Australia (3)
- European Union (9)
- Germany (6)
- Global (6)
- Italy (3)
- Netherlands (3)
- Singapore (4)
- United Kingdom (10)
- USA (7)
