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SFC proposes to amend Professional Investor Regime and Client Agreement Requirements

Clifford Chance LLP
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Hong Kong
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May 21 2013

On 15 May 2013, the Securities and Futures Commission (SFC) published a Consultation Paper on the Proposed Amendments to the Professional

Misselling: a global perspective

Clifford Chance LLP
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France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
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April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

Insurance review Winter 20122013

Clifford Chance LLP
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China, European Union, France, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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April 17 2013

On 20 February 2013 it was announced that the European Parliament will now not consider Omnibus II until its 21-24 October 2013 plenary session, four

International mediation guide

Clifford Chance LLP
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Belgium, Brazil, China, Czech Republic, European Union, France, Germany, Hong Kong, Italy, Japan, Luxembourg, Morocco, Netherlands, Poland, Qatar, Romania, Russia, Singapore, Slovakia, Spain, Turkey, Ukraine, United Arab Emirates, United Kingdom, USA
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March 27 2013

We have compiled this Mediation Guide with a view to providing a better understanding Of the differences between jurisdictions in respect of

International regulatory update 4 Feb-8 Feb 2013

Clifford Chance LLP
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European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
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February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

International regulatory update 28-1 February 2013

Clifford Chance LLP
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European Union, Global, Greece, Hong Kong, Italy, United Kingdom
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February 4 2013

Short selling: ESMA issues guidelines on market-making and primary dealer exemptions, and updates Q&A on application of regulation

International regulatory update 21 December 2012-4 January 2013

Clifford Chance LLP
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China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
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January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

SFC releases consultation conclusions on enhancing the regulatory regime of IPO sponsors

Clifford Chance LLP
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Hong Kong
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December 17 2012

On 12 December 2012, the Securities and Futures Commission (SFC) published its consultation conclusions on enhancing the regulatory regime of sponsors

International regulatory update 10-14 December 2012

Clifford Chance LLP
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European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

OCI issues guidance note on outsourcing

Clifford Chance LLP
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Hong Kong
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November 14 2012

Hong Kong's financial regulators have regulated "outsourcing" for many years: the Hong Kong Monetary Authority has a dedicated guidance note on the topic, and both the Securities and Futures Commission and the Mandatory Provident Fund Schemes Authority have covered the topic (on a piecemeal basis) under various codes, guidelines andor standards

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