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New York’s highest court delivers important disgorgement decision

Edwards Wildman Palmer LLP
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USA
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June 12 2013

On June 11, 2013, the New York State Court of Appeals reinstated a policyholder's claim for coverage for a $160 million "disgorgement" payment to the

FCA bans promotion of UCIS and fines investment firm £6m for related failings

Edwards Wildman Palmer LLP
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United Kingdom
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June 7 2013

On 4 June 2013, the FCA published its final rules banning the promotion of Unregulated Collective Investment Schemes (UCIS) and various similar

HM treasury publishes amended draft regulations for the Alternative Investment Fund Managers Directive

Edwards Wildman Palmer LLP
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United Kingdom
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May 15 2013

On 13 May 2013, HM Treasury published the response to its further consultation on the transposition into UK law of the Alternative Investment Fund

FSOC issues its third annual report

Edwards Wildman Palmer LLP
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USA
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May 15 2013

The Financial Stability Oversight Council released its third annual report on April 25, 2013, which fulfills its Congressional mandate under the

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

Edwards Wildman Palmer LLP
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USA
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May 15 2013

On Monday, Southern District of New York Judge Shira Scheindlin dismissed the entire suit in Gusinsky v. Barclays, without leave to amend and with

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

Edwards Wildman Palmer LLP
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USA
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May 9 2013

On May 6, 2013, the Securities and Exchange Commission (the "SEC") issued important guidance to public officials regarding their legal

FCA issues its first public sanction for breaches of the payment services regulations

Edwards Wildman Palmer LLP
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United Kingdom
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May 9 2013

On 30 April 2013, the Financial Conduct Authority (FCA) issued a public censure to Horn Express Ltd (formerly Qaran Express Money Transfer Limited

Extractive industries to publicly disclose payments to governments under new legislation

Edwards Wildman Palmer LLP
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European Union
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April 23 2013

New EU legislation, which will come into force later this year, requires all companies listed on EU stock exchanges (and all large unlisted companies

Identity theft red flag rules adopted by SEC and CFTC

Edwards Wildman Palmer LLP
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USA
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April 17 2013

On April 10, 2013, the Securities and Exchange Commission ("SEC") and the Commodities Futures Trading Commission ("CFTC") jointly adopted rules and

Integration of private and public offerings update

Edwards Wildman Palmer LLP
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USA
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April 15 2013

This outline reviews the SEC's interpretations that relate to the integration of private and public offerings and the challenges they impose for the

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Search results

New York’s highest court delivers important disgorgement decision

FCA bans promotion of UCIS and fines investment firm £6m for related failings

HM treasury publishes amended draft regulations for the Alternative Investment Fund Managers Directive

FSOC issues its third annual report

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

FCA issues its first public sanction for breaches of the payment services regulations

Extractive industries to publicly disclose payments to governments under new legislation

Identity theft red flag rules adopted by SEC and CFTC

Integration of private and public offerings update

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