Search results
Order by most recent / most popular / relevance
Results: 1-4 of 4
Appointment of recievers in winding-up of investment fund
- Buddle Findlay
- -
- Australia
- -
- September 28 2012
A recent decision in the Supreme Court of Queensland, Equititrust Ltd v Members of the Equititrust Income Fund, has indicated that when it is in the best interests of its members, a receiver may be appointed in winding up a registered scheme and distributing remaining funds to the interested parties
Trans-Tasman mutual recognition of financial advisers
- Buddle Findlay
- -
- Australia, New Zealand
- -
- August 7 2012
The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority have implemented a mutual recognition scheme for financial advisers
Australians exempt from the Financial Advisers Regime
- Buddle Findlay
- -
- Australia, New Zealand
- -
- September 9 2011
Under the Financial Advisers (Australian Licensees) Exemption Notice 2011, Australian-regulated financial services firms (Australian Licensees) can apply to the Financial Markets Authority to be temporarily exempt from key provisions of the New Zealand financial services regulatory regime
Updated guidelines on offering of securities under mutual recognition with Australia
- Buddle Findlay
- -
- Australia, New Zealand
- -
- April 15 2011
On 17 March 2011 the New Zealand Securities Commission and the Australian Securities Investments Commission jointly updated their guidelines on the mutual recognition of securities offering scheme (MRSO
Current Search
- Firm Name - Buddle Findlay
- Jurisdiction - Australia
- Workarea - Capital Markets