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Results: 1-10 of 371

May 1, 2013: SEC and CFTC red flag rules become effective May 20, 2013

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • May 14 2013

The Securities and Exchange Commission and the Commodity Futures Trading Commission have adopted rules that require most broker-dealers, mutual funds

SEC social media guidance - tread carefully

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • April 5 2013

As discussed in a post on April 2, 2013, the SEC issued a report on that date that contained guidance on the use of social media to publicly disclose

SEC confirms use of social media for company announcements

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • April 2 2013

The SEC issued a report today that clarifies that companies may use social media outlets to make key announcements in compliance with Regulation FD

SAC Capital: SEC shatters record for largest insider trading fine

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • March 26 2013

Last week, the SEC reached a settlement with CR Intrinsic Investors, LLC, which tore up the record books on insider trading cases. CR Intrinsic, an

This week in SEC enforcement activity

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • March 15 2013

The SEC charged the state of Illinois with failing to inform municipal bond investors of potential issues with its pension funding plan. The state

SEC enforcement activity: March 4-8

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • March 8 2013

Mark Cuban, the charismatic owner of the NBA’s Dallas Mavericks, lost his attempt to dismiss the SEC’s insider trading case against him, sending it to

SEC publishes handbook for foreign issuers: "accessing U.S. capital markets"

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • February 27 2013

This month the SEC released a handbook for foreign companies interested in registering and issuing securities on U.S. exchanges. The handbook, titled

SEC enforcement activity: Feb. 11- 15

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • February 18 2013

Last November, a federal judge in New York rejected a proposed settlement between the SEC and Citigroup in connection with charges of misleading

Disclosure of corporate political spending

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • February 7 2013

The Securities and Exchange Commission could propose rules requiring public company disclosure of spending on political activities as early as April

SEC Division of Corporation Finance issues updated Financial Reporting Manual

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • January 25 2013

On January 18, 2013, the SEC Division of Corporation Finance issued an updated Financial Reporting Manual. The Manual was updated for issues related

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