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CFPB issues report on the use of senior designations and recommendations for regulation

Jorden Burt LLP
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USA
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April 24 2013

April 22, 2013 -- On April 18, the Consumer Financial Protection Bureau ("CFPB") delivered a report to Congress and the Securities and Exchange

Iowa leads the way issuing guidance on annuity illustrations

Jorden Burt LLP
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USA
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April 5 2013

April 5, 2013 -- On April 3, 2013, Iowa Insurance Commissioner Nick Gehart issued Iowa Insurance Department ("IID") Bulletin 13-01 providing guidance

SEC seeks costbenefit data relating to standards of conduct for broker-dealers and investment advisers

Jorden Burt LLP
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USA
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March 6 2013

On March 1, 2013, the SEC released a 72-page request (available here) for costbenefit data and other information relating to different standards of

Duty of care to turn on consumers’ “reasonable expectations”

Jorden Burt LLP
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USA
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February 15 2013

2013 will see changes to the duty of care owed by those who provide financial or investment advice or provide financial products to consumers. It

NAIC reveals annuity products game plan for 2013

Jorden Burt LLP
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USA
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February 15 2013

Several NAIC working groups are set to tackle a host of issues impacting annuity products in 2013. These initiatives reflect the importance that

Draft product review and recommendations exposed for comment

Jorden Burt LLP
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USA
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January 15 2013

On January 9, 2013, the NAIC Separate Account Risk Working Group ("SARWG") voted to expose for comment its draft " Review of Non-Variable, Insulated

Holiday "gift" from the NAIC Separate Account Risk Working Group

Jorden Burt LLP
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USA
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December 21 2012

On December 21, 2012, the NAIC Separate Account Risk Working Group ("SARWG") issued its draft "Review of Non-Variable, Insulated Products Product

Insurance regulators hear plea for increased supervision of claim review tools

Jorden Burt LLP
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USA
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November 2 2012

In August 2012, during the Summer Meeting of the National Association of Insurance Commissioners, the NAIC’s Market Regulation and Consumer Affairs (D) Committee discussed the Consumer Federation of America’s request for an investigation of computerized claim systems

Regulators define swaps

Jorden Burt LLP
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USA
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July 11 2012

The SEC and CFTC (the "Commissions") have approved long-awaited joint rules and interpretations concerning certain key definitions, including "swap" and "security-based swap" (collectively "Swaps"

Update of NAIC separate account initiatives

Jorden Burt LLP
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USA
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June 5 2012

Concerned about the use of separate accounts to fund products with general account guarantees, the NAIC continues to examine these products and to consider how these products and the underlying assets should be regulated and treated for insolvency purposes

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