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Results: 1-10 of 2,617

Several great posts on exec comp by Ed Hauder

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 23 2013

Friend and fellow blogger Ed Hauder apparently resurfaced after another grueling proxy season today, making five different posts to his always

The Foreign Corrupt Practices Act

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

The SEC recently announced two high-profile Foreign Corrupt Practices Act ("FCPA") cases. The first involved the Ralph Lauren Corporation, where the

PCAOB re-proposes new auditing standard affecting executive compensation and risk assessments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

Readers know that I have blogged many times on the SEC's compensation risk assessment requirement for public companies. And on that subject, last

Investment Management Compliance Guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 10th, the SEC's Division of Investment Management issued guidance concerning compliance with the representations and conditions of exemptive

Financial Industry Regulatory Authority: OTC reporting amendment approved

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 13th, the SEC approved the Financial Industry Regulatory Authority's proposed rule change that requires members to report OTC equity

Investment Management information update on Form 13F

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 10th, the SEC's Division of Investment Management updated the Form 13F Frequently Asked Questions to clarify the definition of "Section 13(f

Tick size bill introduced

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 13th, Representative David Schweikert introduced the Spread Pricing Liquidity Act. The bill would allow companies with a public float of less

Ten year officer and director bar affirmed

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 14th, the Second Circuit affirmed the ten year officer and director ban imposed against Brent Bankosky, a senior director at Takeda

Business continuity plans proposed

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 8th, the SEC provided notice of the Chicago Board Options Exchange's filing of a proposed rule which would require Trading Permit Holders to

Chicago Mercantile Exchange: changes to collateral requirements receive accelerated approval

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 13th, the SEC granted accelerated approval to the Chicago Mercantile Exchange's proposed changes to the maximum limit for certain "Category 3"

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