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FCA fines five banks £1.1 billion in FX settlement

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 12 November 2014, the FCA issued Final Notices collectively fining five banks £1.1 billion for alleged FX rigging. The Final Notices state that

The UK Serious Fraud Office (“SFO”) has commenced a criminal investigation into Tesco Plc

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 29 October 2014, the SFO announced that it had opened a criminal investigation into the accounting practices employed at Tesco Plc. No further

An individual has pleaded guilty to charges of conspiracy to defraud in relation to the manipulation of LIBOR

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 3 October 2014, the SFO announced that a "senior banker" from a "leading British bank" pleaded guilty to charges laid at Southwark Crown Court

The UK Financial Conduct Authority (“FCA”) has published a further thematic review in relation to managing corruption and bribery risk in commercial insurance broking

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 14 November 2014, the FCA published the thematic review setting out the findings on how small wholesale insurance intermediaries could manage

The SFO has issued criminal proceedings against a former broker

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 28 October 2014, the SFO announced that an employee of Tullett Prebon Group Limited, Noel Cryan, was to be charged in connection with the

HM Treasury has published an advisory notice regarding money laundering and terrorist financing controls in overseas jurisdictions

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 18 November 2014, HM Treasury published its latest revised advisory notice, providing advice about the risks posed by unsatisfactory anti- money

The US Department of Justice (“DoJ”) has released a FCPA “opinion procedure” for the second half of 2014

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 26 2014

On 7 November 2014, the DoJ released the opinion procedure in response to a Request for Opinion regarding the limitations on successor liability for

Financial services update November 10 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 10 2014

On November 4th, a U.S. District Court partially granted Allergan's motion for a preliminary injunction. Allergan seeks to enjoin defendants from

Financial services update October 13 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 13 2014

The SEC Whistleblower Program, established under the Dodd-Frank Wall Street Reform and Consumer Protection Act, requires the SEC to pay an award to

Financial services update October 13 2014 feature: anti-money laundering developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 13 2014

The remarks made at this month's conference of the Association of Certified Anti-Money Laundering Specialists were summarized by the Wall Street