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Financial services update vol. 10, issue 14

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's

SEC brings first enforcement action over confidentiality agreement

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 2 2015

On April 1, the Security Exchange Commission (SEC) announced its first enforcement action against a company for using language in employee

FCA Business Plan 20152016

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 31 2015

On 24 March 2015, the FCA published its Business Plan setting out its risk outlook, strategy, key priorities and ongoing activities for the upcoming

Former Bechtel Corporation (“Bechtel”) executive sentenced to 42 months in prison and ordered to forfeit US $5.2 million in connection with kickback scheme

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2015

On 23 March 2015, Asem Elgawhary (former principal vice president of Bechtel and general manager at Power Generation Engineering and Services Company

A former senior trader has been sentenced and fined for insider dealing

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 31 2015

On 19 March 2015, Julian Rifat (a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC) was sentenced at

Financial services update Vol. 10, Issue 11

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management

Financial services update Vol. 10, Issue 10

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday

Two former employees of Smith and Ouzman Limited (“the Company”) have been sentenced for offences in relation to corrupt payments by Southwark Crown Court

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 11 2015

On 12 February 2015, Christopher Smith (the former Chairman) and Nicholas Smith (the former Sales and Marketing Director) were sentenced following

The US Eleventh Circuit Court of Appeal has affirmed the conviction of a foreign official under the FCPA

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 11 2015

On 9 February 2015, in United States v Duperval, the Eleventh Circuit upheld the nine year prison sentence given to Jean Rene Duperval, a former

FCA fines Bank of Beirut (UK) Ltd (“Bank of Beirut”) £2.1 million for providing misleading information

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 11 2015

In a Final Notice issued on 4 March 2015, the Bank of Beirut was fined £2.1 million (Stage 1: 30 discount: breach of principle 11) and was