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Financial services update August 18 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 18 2014

On August 13th, the Treasury Department's Office of Foreign Assets Control ("OFAC") provided guidance regarding the status of entities owned by

Financial services update August 11 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 6th, DealBook summarized the findings of the most recent Cornerstone ResearchStanford Law School report on class action securities fraud

Financial services update August 11 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 8th, the Ninth Circuit affirmed the dismissal of a securities fraud suit. The court held that the announcement of an investigation

Financial services update August 11 2014 feature: anti-money laundering

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

The Treasury Department's Financial Crimes Enforcement Network (FinCEN) has released a number of anti- money laundering measures in recent weeks. Of

Financial services update August 4 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 4 2014

On July 31st, the Second Circuit reversed and remanded the dismissal of a securities fraud complaint. Plaintiffs allege defendants made material

Financial services update July 21 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 17th, the Financial Crimes Enforcement Network ("FinCEN") named FBME Bank Ltd., formerly known as the Federal Bank of the Middle East, as a

Financial services update July 21 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, Risk.net recounted former SEC Chair Harvey Pitt's proposal for resolving concerns that U.S. firms are avoiding U.S. oversight of their

Financial services update July 21 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, the D.C. Circuit affirmed the district court's order finding that the SEC cannot compel the Securities Investor Protection Corporation

Financial services update July 14 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 14 2014

On July 11th, Reuters noted that the July 8, 2014 acquittal of Rengan Rajaratnam, the younger brother of convicted insider trader Raj

Two individuals have been convicted of conspiracy to commit corruption in relation to the Innospec investigation

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • July 3 2014

On 18 June 2014, Dennis Kerrison and Miltiades Papachristos were convicted of conspiracy to commit corruption following an investigation by the SFO