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Interesting case illustrating the benefits of Rule 10b5-1 trading plans

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 7 2014

We have written extensively on Rule 10b5-1 trading plans in the last 12 months (and 10 years). However, the courts have not issued an extensive

Financial services update March 31 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

On March 26th, the Department of Treasury OIG released the final report on the transfer of the functions and resources of the former Office of Thrift

Financial services update March 31 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

On March 21st, the D.C. Circuit substantially upheld the Federal Reserve Board's regulations imposing a cap on the per-transaction debit card fees

Council adopts Directive on the freezing and confiscation of proceeds of crime

  • Winston & Strawn LLP
  • -
  • European Union
  • -
  • March 26 2014

The EU Council has announced that it has adopted a Directive on the freezing and confiscation of proceeds of crime in the EU. The Directive provides

ABI announces £11.7m investment in Insurance Fraud Enforcement Department

  • Winston & Strawn LLP
  • -
  • United Kingdom, USA
  • -
  • March 26 2014

On 14 March 2014, the Association of British Insurers (ABI) announced its commitment to invest £11.7 million in the Insurance Fraud Enforcement

Director of SFO delivers speech on ethical business conduct

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 26 2014

On 6 March 2014, David Green, Director of the SFO, made a speech setting out the SFO's view of its role as a prosecuting authority. In the speech

FCA bans and fines former Credit Suisse trader nearly £700,000 for rigging price of UK bonds

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 26 2014

On 20 March 2014, the FCA banned and fined Mark Stevenson, a former trader for Credit Suisse, £662,700 (Stage 1: 30 discount). The FCA concluded

Besso Limited fined for anti-bribery and corruption systems failings

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 26 2014

On 19 March 2014, the FCA issued a Final Notice fining Besso Limited (Besso) £315,000 (Stage 1: 30 discount) for failing to take reasonable care to

First DOJ opinion release of 2014

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 26 2014

In its first "Opinion Procedure Release" of 2014, the U.S. Department of Justice responded to a request from a "United States financial services

Financial services update March 24 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 24 2014

On March 17, Thomas J. Curry, the Comptroller of the Currency, the primary regulator of national banks addressed the Association of Certified