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Retailer whistleblower victory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

As reported in our March 2012 issue, a multitude of whistleblower suits were filed, by an opportunistic Chicago based law firm in the wake of the

SEC announces enforcement actions for violations of the stock acquisitionaward requirements of Section 16(a)

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 12 2014

This was widely reported in the business press (including a mention on the front page of The Wall Street Journal) yesterday, but in case you missed

Financial services update August 18 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 18 2014

On August 13th, the Treasury Department's Office of Foreign Assets Control ("OFAC") provided guidance regarding the status of entities owned by

Financial services update August 11 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 6th, DealBook summarized the findings of the most recent Cornerstone ResearchStanford Law School report on class action securities fraud

Financial services update August 11 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 8th, the Ninth Circuit affirmed the dismissal of a securities fraud suit. The court held that the announcement of an investigation

Financial services update August 11 2014 feature: anti-money laundering

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

The Treasury Department's Financial Crimes Enforcement Network (FinCEN) has released a number of anti- money laundering measures in recent weeks. Of

Financial services update August 4 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 4 2014

On July 31st, the Second Circuit reversed and remanded the dismissal of a securities fraud complaint. Plaintiffs allege defendants made material

Financial services update July 21 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 17th, the Financial Crimes Enforcement Network ("FinCEN") named FBME Bank Ltd., formerly known as the Federal Bank of the Middle East, as a

Financial services update July 21 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, Risk.net recounted former SEC Chair Harvey Pitt's proposal for resolving concerns that U.S. firms are avoiding U.S. oversight of their

Financial services update July 21 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, the D.C. Circuit affirmed the district court's order finding that the SEC cannot compel the Securities Investor Protection Corporation