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Financial services update July 14 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 14 2014

On July 11th, Reuters noted that the July 8, 2014 acquittal of Rengan Rajaratnam, the younger brother of convicted insider trader Raj

Financial services update April 21 2014 feature

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 21 2014

On the last day of March, SEC Chair Mary Jo White gave the keynote speech at the SIFMA Compliance & Legal Society Annual Seminar. The speech extolled

Financial services update April 21 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 21 2014

The CFTC alleged defendant commodity traders violated 742 of the Dodd-Frank Act by conducting off-exchange and fraudulent retail commodity

Financial services update March 24 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • Iran, Russia, USA
  • -
  • March 24 2014

On March 18th, Davis S. Cohen, the Treasury Department's Under Secretary of Terrorism and Financial Intelligence, discussed virtual currencies

Designations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 25 2013

On February 20th, the Treasury Department announced the designation of Colombian national Jose Evaristo Linares Castillo as a Specially Designated

International developments

  • Winston & Strawn LLP
  • -
  • Canada, European Union, USA
  • -
  • February 25 2013

The U.S. is not alone when it comes to AML concerns. Earlier this month, Canada amended its anti-money laundering law which is known as "The Proceeds

U.S. Federal Court dismisses SEC civil suit against Siemens executive for lack of jurisdiction

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 26 2013

A federal district court judge in New York dismissed the SEC's civil suit against the former CEO of Siemens' Argentinian subsidiary, Herbert Steffen

FCPA enforcement comes under criticism before House of Representatives Task Force

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 3 2013

At a hearing before the newly created Over-Criminalization Task Force, two of the four witnesses focussed on FCPA enforcement. The criticism included

Crime, corruption & other misdeeds

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 28 2013

On June 13, government prosecutors indicted a former trustee and business agent for the Detroit local union of the IBT. The indictment asserts that

SEC's insider trading charges survive summary judgment

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 11 2013

On March 5th, a U.S. District Court denied the motion for summary judgment filed by Mark Cuban, the owner of the Dallas Mavericks, in an SEC