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Results: 1-10 of 150

FCA publishes responses to Discussion Paper on Transparency

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • May 13 2013

As previously reported in this Newsletter, the FSA published its Discussion Paper on Transparency on 4 March 2013 which sought views on various

Two individuals arrested in FCA insider dealing investigation

  • Winston & Strawn LLP
  • -
  • Switzerland, United Kingdom
  • -
  • May 13 2013

On 30 April 2013, following the execution of a search warrant, two individuals were arrested by the City of London Police Economic Crime Directorate

FCA censures money transfer company under the Payment Services Regulations

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • May 13 2013

On 30 April 2013, the FCA published the Final Notice issued to Horn Express Ltd (formerly known as Quaran Express Money Transfer Limited), a money

Antitrust and competitionthe EU weekly briefing, vol. 1, issue 26

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • May 7 2013

On 30 April 2013, the European Commission (Commission) announced the closure of its investigation into suspected breaches of Article 101 TFEU by

Total FCA fines (since 1 April 2013)

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 29 2013

FSA fines total for 2012: £311,569,256; FSA & FCA fines total for 2013: £140,073,137 (as at 29 April 2013

FCA and PRA publish approaches to investigating and reporting on regulatory failure

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 29 2013

On 19 April 2013, the FCA and PRA each published their respective approaches to identifying regulatory failure and conducting investigations, as

The U.K.’s Prudential Regulation Authority and the Financial Conduct

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 29 2013

On April 1st, the U.K launched its new regulatory system for the financial services industry. Two new agencies will now oversee the country's

Santander to contact 270,000 borrowers over unclear mortgages

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 29 2013

On 19 April 2013 the FCA announced that Santander UK plc had reached an agreement with the FCA to contact more than 270,000 borrowers in the coming

Crime and Courts Act 2013 receives royal assent

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 29 2013

The Crime and Courts Act 2013 (the "Act"), which contains provisions relating to economic crime, received royal assent on 25 April 2013. The Act

FCA fines EFG Private Bank Ltd £4.2m

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 29 2013

In a Final Notice issued on 28 March 2013 (but published on 24 April 2013), the FCA imposed a fine of £4.2 million (Stage 1: 30 discount) on the UK

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