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Results: 1-6 of 6

ISS releases guidelines for the 2013 proxy season

  • Dow Lohnes PLLC
  • -
  • USA
  • -
  • November 30 2012

After a comment period on draft policies, ISS issued its Global Benchmark Policy Guidelines on November 16, 2012

"A map to the minefield of financial regulations affecting car dealers"

  • Dow Lohnes PLLC
  • -
  • USA
  • -
  • June 19 2012

Peter Coffman and Jason McCarter co-wrote "A Map to the Minefield of Financial Regulations Affecting Car Dealers" in Corporate Compliance Insights

SEC's Division of Corporation Finance releases additional FAQs concerning Title I of the JOBS Act

  • Dow Lohnes PLLC
  • -
  • USA
  • -
  • May 14 2012

On April 16, 2012, the SEC’s Division of Corporation Finance (the “Division”) published a list of 18 Frequently Asked Questions (“FAQs”) of general applicability under Title I of the Jumpstart Our Business Startups Act (the “JOBS Act”), a measure enacted by Congress to facilitate capital formation by public and private businesses and signed into law by President Obama on April 5, 2012

ISS recommendations regarding certain shareholder advisory votes on compensation

  • Dow Lohnes PLLC
  • -
  • USA
  • -
  • November 23 2010

The Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Securities Exchange Act of 1934 by adding Section 14A, which requires companies (i) to conduct a separate shareholder advisory vote to approve the compensation of certain executives, (ii) to conduct a separate shareholder advisory vote to determine how often an issuer will conduct a shareholder advisory vote on executive compensation and (iii) when soliciting votes to approve merger or acquisition transactions, to provide disclosure of certain "golden parachute" compensation arrangements and, in certain circumstances, to conduct a separate shareholder advisory vote to approve the golden parachute compensation arrangements

Proposed rules regarding say-on-pay and golden parachutes

  • Dow Lohnes PLLC
  • -
  • USA
  • -
  • October 22 2010

The SEC recently proposed rules implementing certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Proposed rules regarding family office exemption

  • Dow Lohnes PLLC
  • -
  • USA
  • -
  • October 19 2010

In connection with implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, the SEC has proposed a rule that would define and exempt "family offices" from being subject to regulation under the Investment Advisers Act of 1940

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