We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 179

Senator Dodd introduces new financial reform bill

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 22 2010

On March 15, 2010, Senator Dodd introduced the Restoring American Financial Stability Act of 2010 (the "2010 Bill"

SEC issues six new interpretations on XBRL

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 22 2010

The SEC's Office of Interactive Disclosure has issued six new interpretations to frequently asked questions on XBRL to help filers understand how to comply with the SEC's interactive data disclosure rules

FASB and IASB publish joint exposure draft on the reporting entity

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 22 2010

On March 11, 2010, the Financial Accounting Standards Board (FASB) and the International Accounting Standards Board (IASB) issued a joint exposure draft titled, "Conceptual Framework for Financial Reporting: The Reporting Entity."

Division of Corporation Finance issues staff legal bulletin on suspending 1934 Act reporting obligations

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 22 2010

On March 15, 2010, the staff of the Division of Corporation Finance issued Staff Legal Bulletin No. 18 (SLB 18), which describes the Division’s views regarding when issuers that have abandoned an initial public offering or have been acquired can use Rule 12h-3 under the Exchange Act to suspend their reporting obligations under Section 15(d) of the Exchange Act

Second Circuit clarifies Section 10(b) duty to update and Rule 10b-5 pleading standard

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 22 2010

On March 1, 2010, the Second Circuit Court of Appeals affirmed in part and vacated in part a securities class action brought against a company for failing to update investors concerning problems with an agreement with the United States Postal Service (USPS) to serve as the preferred provider of USPS's electronic postmark

SEC charges company and former CEO with Regulation FD violation

  • Holland & Knight LLP
  • -
  • USA
  • -
  • April 5 2010

On March 9, 2010, the SEC filed a civil injunctive action against a company and its former CEO for violations of Regulation FD and Section 13(a) of the Securities and Exchange Act of 1934

PCAOB proposes auditing standard on Communications with Audit Committees

  • Holland & Knight LLP
  • -
  • USA
  • -
  • April 5 2010

On March 29, 2010, the Public Company Accounting Oversight Board (PCAOB) proposed for comment an auditing standard on Communications with Audit Committees, and a series of related amendments to its interim standards

SEC approved Nasdaq’s modification of press release requirements

  • Holland & Knight LLP
  • -
  • USA
  • -
  • April 5 2010

On March 15, 2010, the SEC approved amendments to Nasdaq's rules regarding the requirement to disclose certain information through a press release or the news media

Potentially bad news for Regulation D offerings

  • Holland & Knight LLP
  • -
  • USA
  • -
  • April 5 2010

The Restoring American Financial Stability Act of 2010 (the "2010 Bill") introduced by Senator Dodd on March 15, 2010, seeks to limit the preemptive reach of Regulation D promulgated under the Securities Act of 1933

Division of Corporation Finance issues new CDIs related to rating agency consents in securities offerings

  • Holland & Knight LLP
  • -
  • USA
  • -
  • July 26 2010

On July 22, 2010, the Division of Corporation Finance issued new Securities Act Rules Compliance and Disclosure Interpretations (CDIs) to address the repeal of Rule 436(g) under Dodd-Frank