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Sec proposes to readopt Rules 13d-3 and 16a-1 with respect to applicability to security-based swaps
- Holland & Knight LLP
- -
- USA
- -
- March 28 2011
To preserve the application of the SEC's existing beneficial ownership rules to persons who purchase or sell security-based swaps after the effective date of new Section 13(o) of the Securities Exchange Act of 1934, on March 17, 2011, the SEC proposed to readopt without change the relevant portions of Rules 13d-3 and 16a-1
SEC and CFTC form joint advisory committee
- Holland & Knight LLP
- -
- USA
- -
- May 17 2010
On May 11, 2010, SEC Chairman Mary Schapiro and Commodity Futures Trading Commission Chairman Gary Gensler announced the formation of a joint committee that will address emerging regulatory issues relating to both agencies
SEC proposes new measures to protect investors in options markets
- Holland & Knight LLP
- -
- USA
- -
- April 19 2010
On April 14, 2010, the SEC proposed to put in place two investor protection measures in options markets that currently exist in stock markets
Current Search
- Firm Name - Holland & Knight LLP
- Author - Kara MacCullough
- Workarea - Derivatives
- Jurisdiction - USA