We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 11-20 of 88

Are you FOFA ready? The best interests duty - what is appropriate?

  • Clayton Utz
  • -
  • Australia
  • -
  • February 14 2013

The best interests duty and related obligations generally apply to the "individual providing the personal advice", not the "providing entity" a

Disclosure rules just aren't working

  • Clayton Utz
  • -
  • Australia
  • -
  • February 11 2013

The old joke was that a prospectus was the fat bit in front of the share application form. A more modern version might be that a product disclosure

Are you FOFA ready?

  • Clayton Utz
  • -
  • Australia
  • -
  • January 31 2013

With just over five months to get ready, the time for accelerating FOFA implementation is upon us. As many organisations operating in the financial

Australian government takes next steps to develop retail corporate bond market

  • Clayton Utz
  • -
  • Australia
  • -
  • January 31 2013

Does a new draft Bill go far enough to encourage the development of a retail corporate bond market in Australia? On 11 January 2013, the Government

ASIC's vigilance in ensuring credit is given honestly when credit is due continues

  • Clayton Utz
  • -
  • Australia
  • -
  • December 20 2012

Providers of financial and credit products and services should review their governance, risk and compliance (GRC) arrangements to review advertising and promotions to ensure they are sufficiently robust

Revised AFSL financial requirements: making custody safer

  • Clayton Utz
  • -
  • Australia
  • -
  • December 7 2012

There has been substantial regulator focus in recent months regarding the safety of assets held by custodians, the duty of care custodians exercise and whether custodians have appropriate internal controls to ensure the safety of assets held for others

New guidance on the US FCPA

  • Clayton Utz
  • -
  • Australia, USA
  • -
  • November 30 2012

On 14 November 2012 the US Department of Justice (DOJ) and Securities and Exchange Commission (SEC) released their long-awaited joint guidance on the U.S. Foreign Corrupt Practices Act (FCPA

ASX finalises enhanced disclosure rules for mining and oil and gas companies

  • Clayton Utz
  • -
  • Australia
  • -
  • November 12 2012

Following two rounds of public consultations in October 2011 and September 2012, ASX has amended the Listing Rules to impose additional reporting obligations on listed mining and oil and gas exploration and production companies

Home straight for retail trading of Australian Government bonds

  • Clayton Utz
  • -
  • Australia
  • -
  • November 8 2012

An exchange-traded facility for Commonwealth Government Securities trading is likely to commence in the first half of 2013

Channel Nine: still the one

  • Clayton Utz
  • -
  • Australia
  • -
  • October 18 2012

On 17 October 2012, Nine Entertainment announced that it had reached an agreement with representatives of its senior and junior lenders with respect to a restructuring of its financing arrangements

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy