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Results: 1-10 of 193

Proposed amendments to National Instrument 45-106: accredited investor and minimum amount investment prospectus exemptions

  • McMillan LLP
  • -
  • Canada
  • -
  • March 25 2014

On February 27, 2014, the Canadian Securities Administrators ("CSA") published the proposed amendments to National Instrument 45-106 Prospectus and

Securities law 2013: the year in review and what's ahead for 2014

  • McMillan LLP
  • -
  • Canada
  • -
  • March 7 2014

2013 saw a number of significant developments in securities law, including a strong push for a national securities regulator, notable developments

Disclosure in mutual and segregated funds

  • McMillan LLP
  • -
  • Canada
  • -
  • January 6 2010

The Joint Forum of Financial Market Regulators is a representative committee of financial regulators from across the country, including representatives of pension supervisory authorities, insurance regulators and securities administrators

Canadian Securities Administrators issue guidance on disclosure of preliminary economic assessments under NI 43-101

  • McMillan LLP
  • -
  • Canada
  • -
  • August 29 2012

On August 16, 2012, the Canadian Securities Administrators (CSA) published CSA Staff Notice 43-307 Mining Technical Reports Preliminary Economic Assessments (the Notice) which sets out staff's position on several issues regarding the use and disclosure of preliminary economic assessments (PEAs) under National Instrument 43-101 Standards of Disclosure for Mineral Projects (NI 43-101

CSA review of CEO and CFO certifications

  • McMillan LLP
  • -
  • Canada
  • -
  • September 29 2009

The Canadian Securities Administrators (CSA) released the results of their review of issuers' compliance with the CEO and CFO certification rules found in National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Round 1 goes to the provinces: Alberta Court of Appeal rejects proposed Canadian Securities Act as unconstitutional

  • McMillan LLP
  • -
  • Canada
  • -
  • March 9 2011

In a strongly-worded judgment released on March 8, the Alberta Court of Appeal (Alberta Court) declared the proposed new Canadian Securities Act (Federal Act) unconstitutional

Changes to shareholder communication rules will permit electronic access, enhance disclosure, and simplify certain proxy appointments

  • McMillan LLP
  • -
  • Canada
  • -
  • December 13 2012

Canadian Securities Administrators ("CSA") recently announced that, effective February 11, 2013, the rules governing communication between reporting issuers (other than investment funds) and their securityholders will change

Interpreting the defence for misrepresentations in forward-looking information

  • McMillan LLP
  • -
  • Canada
  • -
  • November 5 2008

Forward-looking information is defined by Ontario securities laws to include disclosure about possible events, conditions or results of operations that is based on assumptions about future courses of action and economic conditions

Shareholder vote for public company acquisitions

  • McMillan LLP
  • -
  • Canada
  • -
  • September 9 2009

The TSX is proposing to amend its Company Manual with reference to pubic company acquisitions

Expert Panel Report makes recommendations regarding federal derivatives regulation

  • McMillan LLP
  • -
  • Canada
  • -
  • February 4 2009

On January 12, 2009, the Expert Panel on Securities Regulation (the “Expert Panel”) delivered its Final Report and Recommendations (the “Final Report”) recommending the creation of a single national securities regulator, a draft national Securities Act (the “Draft Act”) and commentary on the Draft Act