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Results: 1-10 of 213

OSC clarifies material change reporting obligations

  • McMillan LLP
  • -
  • Canada
  • -
  • March 3 2008

In a highly anticipated decision, the Ontario Securities Commission ("OSC") provided new guidance to the business community as to when a public issuer is required to disclose its intention to complete an M&A transion

Canadian Advance Notice Provisions Study

  • McMillan LLP
  • -
  • Canada
  • -
  • August 1 2013

Following the adoption of advance notice provisions ("ANPs") for director nominations by our clients commencing in October 2011, we publicly

IIROC withdraws restricted dealer member proposal; CSA announces intention to amend National Instrument 31-103

  • McMillan LLP
  • -
  • Canada
  • -
  • February 26 2013

On February 7, 2013, the Investment Industry Regulatory Organization of Canada (IIROC) announced that it does not intend to proceed with its concept

Finance announces changes to HST rules for funds

  • McMillan LLP
  • -
  • Canada
  • -
  • July 5 2010

As discussed in our prior client advisory Significant Proposed HST Changes for Funds and Their Managers, on May 19, 2010, the Department of Finance ("Finance") released a backgrounder (the "May Release") describing proposed rules (the "Proposed Rules") for determining the ultimate HST liability of investment plans (including registered pension plans, mutual fund trusts, mutual fund corporations, and unit trusts) and segregated funds of insurers (collectively "Funds"

Proposed amendments to TSX company manual relating to security-based compensation and reverse takeovers

  • McMillan LLP
  • -
  • Canada
  • -
  • December 13 2013

On November 28, the Toronto Stock Exchange (TSX) published two proposed amendments to Part VI - Changes in Capital Structure of Listed Issuers of its

"Round two" for secondary market liability jurisprudence in BC: the Court of Appeal issues its decision in Round v Macdonald, Dettwiler and Associates Ltd

  • McMillan LLP
  • -
  • Canada
  • -
  • March 11 2013

On November 2, 2012, the BC Court of Appeal issued its decision in the case of Round v MacDonald, Dettwiler and Associates Ltd. In upholding the

OSC releases guidance on sales communications by investment funds

  • McMillan LLP
  • -
  • Canada
  • -
  • July 30 2013

On July 18, 2013, as part of an ongoing review of advertising and marketing materials of publicly offered investment funds, staff of the Investment

First step towards a national securities regulator? federal, Ontario and British Columbia governments reach an agreement in principle to establish cooperative capital markets regulator

  • McMillan LLP
  • -
  • Canada
  • -
  • September 25 2013

On September 19, 2013, the Ministers of Finance of Canada, Ontario and British Columbia agreed in principle to establish a cooperative capital

Cooperative bidding for equity positions: is it a crime?

  • McMillan LLP
  • -
  • Canada, USA
  • -
  • July 15 2008

The equity market is sometimes seen as capitalism's last true home

The CSA implements new national registration regime: how registration reform will impact you

  • McMillan LLP
  • -
  • Canada
  • -
  • July 27 2009

On July 17, 2009, the Canadian Securities Administrators (the "CSA") released the final version of National Instrument 31-103 - Registration Requirements and Exemptions ("NI 31-103" or the "Instrument"), along with Companion Policy 31- 103CP - Registration Requirements and Exemptions (the "Companion Policy") and accompanying amendments to related instruments, policies and forms