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Results: 1-10 of 148

OSC clarifies material change reporting obligations

  • McMillan LLP
  • -
  • Canada
  • -
  • March 3 2008

In a highly anticipated decision, the Ontario Securities Commission ("OSC") provided new guidance to the business community as to when a public issuer is required to disclose its intention to complete an M&A transion

The Passport System: efficiency without tears

  • McMillan LLP
  • -
  • Canada
  • -
  • March 3 2008

The Canadian Securities Administrators ("CSA") will implement the "Passport System" for prospectus review on March 17, 2008

Fund Facts - new proposed point of sale document for mutual funds and segregated funds

  • McMillan LLP
  • -
  • Canada
  • -
  • June 29 2007

The Joint Forum of Financial Market Regulators (an umbrella group comprising the provincial and territorial securities, insurance and pension regulators) recently released Proposed Framework 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds

Automatic securities trading plans

  • McMillan LLP
  • -
  • Canada
  • -
  • March 3 2008

Under Ontario law, insiders are prohibited from purchasing or selling securities of an issuer with knowledge of a material fact or material change with respect to the issuer that has not been generally disclosed ("material undisclosed information"

What is a control agreement, anyway?

  • McMillan LLP
  • -
  • Canada
  • -
  • July 17 2007

As new provincial statutory requirements come into play, lenders need to re-evaluate their approach to taking security over shares and other securities, and borrowers and their CFOs need to understand how to respond to new requests and considerations

Securities misrepresentation claims in the secondary market : a whole new world of liability

  • McMillan LLP
  • -
  • Canada
  • -
  • July 28 2008

British Columbia has finally introduced its long-awaited civil liability regime for secondary market disclosure

Proposed tax amendments remove obstacle to defeasance transactions

  • McMillan LLP
  • -
  • Canada
  • -
  • July 18 2007

Over the past decade, the size of the Canadian commercial mortgage-backed securities (“CMBS”) market has grown at a dramatic rate

Prospectuses: disclosure and cost lessons another look at Danier

  • McMillan LLP
  • -
  • Canada
  • -
  • March 10 2008

Almost ten years ago, Danier Leather Inc. (“Danier”) issued a prospectus in connection with its initial public offering (“IPO”

OSFI ruling confirms foreign bank issuers selling debt instruments in canadian capital markets not subject to the Bank Act (Canada)

  • McMillan LLP
  • -
  • Canada
  • -
  • August 14 2007

The Office of the Superintendent of Financial Institutions (“OSFI”) recently ruled that entities that fall within the broad meaning of the term “foreign bank” as defined in the Bank Act (Canada) (the “Act”) who sell debt instruments to Canadian securities dealers are not engaging in or carrying on business in Canada for the purposes of Part XII of the Act

Certifications - the latest (but perhaps not the last) word

  • McMillan LLP
  • -
  • Canada, USA
  • -
  • September 18 2007

The exact form of certification of the effectiveness of an issuer's internal controls over financial reporting ("Internal Controls") has been unsettled since the Canadian Securities Administrators ("CSA") first introduced the idea several years ago in response to the certification requirements in the United States Sarbanes-Oxley Act

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