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Results: 1-10 of 153

SEC adopts Regulation A rules

  • Duane Morris LLP
  • -
  • USA
  • -
  • April 10 2015

On March 25, 2015, the U.S. Securities and Exchange Commission (SEC) adopted final rules amending Regulation A under the Securities Act of 1933

SEC declares open season on employee agreements

  • Duane Morris LLP
  • -
  • USA
  • -
  • April 6 2015

On April 1, 2015, the United States Securities and Exchange Commission (SEC) announced an enforcement actionthe first of its kindagainst KBR, Inc

Proposed new regulatory landscape for proprietary trading firms

  • Duane Morris LLP
  • -
  • USA
  • -
  • March 27 2015

As the result of a recent series of proposed new and amended rules and regulations, firms whose business is Proprietary Trading in the financial

SEC temporary asset freeze not barred by automatic stay provisions

  • Duane Morris LLP
  • -
  • USA
  • -
  • March 20 2015

In an effort to protect the property of a bankruptcy estate, Section 362(a) of the U.S. Bankruptcy Code imposes an automatic stay on most

Kapitalmarkt

  • Duane Morris LLP
  • -
  • Vietnam
  • -
  • February 24 2015

Vietnams Finanzsystem bleibt schwach und schlecht reguliert. Der Mangel an finanzieller Transparenz und die Nichteinhaltung international

Transformation of the financial market management

  • Duane Morris LLP
  • -
  • Vietnam
  • -
  • February 24 2015

Vietnam is one of the most dynamic markets of Asia. Since the financial institutions and authorities are a part of the general economic system, they

Potential impacts of Foreign Portfolio Investors and the Minimum Alternate Tax in India

  • Duane Morris LLP
  • -
  • India
  • -
  • January 23 2015

A fascinating tale of two relatively new concepts coming head-to-headForeign Portfolio Investors (FPIs) and Minimum Alternate Tax (MAT)is unfolding

Second Circuit upholds "neither admit nor deny"

  • Duane Morris LLP
  • -
  • USA
  • -
  • June 16 2014

On June 4, 2014, the United States Circuit Court for the Second Circuit endorsed the Securities and Exchange Commission's practice of settling

SEC provides guidance on tweeting

  • Duane Morris LLP
  • -
  • USA
  • -
  • April 22 2014

On April 21, 2014, the Division of Corporate Finance of the Securities and Exchange Commission issued two new Compliance and Disclosure

NYSE proposes relaxation of independence test for directors of spin-off companies

  • Duane Morris LLP
  • -
  • USA
  • -
  • April 9 2014

Prompted by a request for interpretive guidance, on April 1, 2014, the NYSE proposed to relax its bright line director independence tests in certain