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Results: 1-10 of 146

Second Circuit upholds "neither admit nor deny"

  • Duane Morris LLP
  • -
  • USA
  • -
  • June 16 2014

On June 4, 2014, the United States Circuit Court for the Second Circuit endorsed the Securities and Exchange Commission's practice of settling

SEC provides guidance on tweeting

  • Duane Morris LLP
  • -
  • USA
  • -
  • April 22 2014

On April 21, 2014, the Division of Corporate Finance of the Securities and Exchange Commission issued two new Compliance and Disclosure

NYSE proposes relaxation of independence test for directors of spin-off companies

  • Duane Morris LLP
  • -
  • USA
  • -
  • April 9 2014

Prompted by a request for interpretive guidance, on April 1, 2014, the NYSE proposed to relax its bright line director independence tests in certain

A guide to Regulation M: regulating market activity during a public offering

  • Duane Morris LLP
  • -
  • USA
  • -
  • March 14 2014

Regulation M is intended to prevent potentially manipulative practices by underwriters, issuers, selling security holders and other participants in

Bankruptcy appellate panel for Eighth Circuit reaffirms it is not the forum for debtors in pending bankruptcy cases to take second bite at the apple

  • Duane Morris LLP
  • -
  • USA
  • -
  • February 21 2014

Last week, the 8th Circuit B.A.P. affirmed, first noting that criminal judgments, including restitution awards and liens, are afforded special

ISS issues FAQs on director qualificationcompensation bylaws

  • Duane Morris LLP
  • -
  • USA
  • -
  • January 14 2014

Yesterday, ISS issued FAQs explaining its views on director qualificationcompensation bylaws. These types of bylaws disqualify from serving as

SEC report on Regulation S-K Disclosure

  • Duane Morris LLP
  • -
  • USA
  • -
  • December 23 2013

Just in time for the holidays! On December 20, 2013, the staff of the Securities and Exchange Commission (the "SEC") released its Report on Review of

Value of Twitter IPO; also emerging issue of revenge porn sites

  • Duane Morris LLP
  • -
  • USA
  • -
  • December 4 2013

TechLaw10, a 10-minute audio podcast update, is part of Duane Morris' continuing series of podcasts on technology law issues from the firm's

Corp Fin guidance begins to address early questions under new general solicitation rules

  • Duane Morris LLP
  • -
  • USA
  • -
  • November 15 2013

On November 13, 2013, the Division of Corporate Finance at the Securities and Exchange Commission (SEC) updated its "Securities Act Rules Compliance

SEC targets investment adviser community

  • Duane Morris LLP
  • -
  • USA
  • -
  • November 12 2013

All of these proceedings were announced in the wake of recent public statements by SEC officials indicating that the SEC would focus its examination