We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 10

Misappropriation

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • March 7 2014

The British Columbia Securities Commission found Jefferson Franklin Mesidor liable for fraud and issued an order to pay $75,000 and to permanently bar

White collar securities proceedings

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • February 4 2014

On January 14, 2014, the OSC levied significant penalties against two individuals it had concluded were guilty of a so-called “corporate hijacking”

Insider trading better safe than sorry

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • May 7 2013

A series of recent Alberta Securities Commission decisions recently underscored the inherent dangers of buying or selling securities of companies in

Not a winning defence to say ‘we didn’t really mean it when we said we were honest'

  • Borden Ladner Gervais LLP
  • -
  • USA
  • -
  • August 8 2012

But Goldman Sachs tried it anyway in Richman v Goldman Sachs, 2012 US Dist LEXIS 86556 (SDNY, 21 June 2012), a class action over alleged failures of disclosure in the marketing of collateralised debt obligations (CDOs

Limited initial review by counsel of opposing party’s privileged documents not grounds for injunction

  • Borden Ladner Gervais LLP
  • -
  • United Kingdom
  • -
  • January 19 2012

Enyo Law LLP, a firm of solicitors, acted for the claimants in a case involving an allegedly fraudulent investment scheme and, through disclosure in those proceedings came into possession of electronic files belonging to Stiedl, one of the defendants in that litigation

Strike 1 for Madoff trustee in claim against Mets owners

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • November 9 2011

Saul Katz and Fred Wilpon, owners of the New York Mets baseball team, invested in Bernard Madoff’s Ponzi scheme

‘Epic failures’ of class counsel admonished by New York court

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • November 9 2011

A class action was commenced in 2005 against Smith Barney and others, alleging securities fraud in connection with the purchase of shares in the Smith Barney Capital Preservation Fund (SBCPF) by members of the proposed class

Ontario Court of Justice

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • January 21 2009

On November 4, 2008, Justice Shamai of the Ontario Court of Justice released reasons in R. v. Landen, an insider trading and tipping case brought pursuant to sections 76(1) and 76(2) of the Ontario Securities Act

Brokers report

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • February 21 2008

On January 7, 2008, a Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada (“MFDA”) (the “Hearing Panel”) released its Decision and Reasons in connection with the settlement hearing held on December 13, 2007 regarding Berkshire Investment Group Inc

Felderhof insider trading decision

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • November 8 2007

Readers of this publication will undoubtedly be aware that the Ontario Court of Justice acquitted John Felderhof of Bre-X fame of four insider trading charges on July 31, 2007