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Insider trading better safe than sorry
- Borden Ladner Gervais LLP
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- Canada
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- May 7 2013
A series of recent Alberta Securities Commission decisions recently underscored the inherent dangers of buying or selling securities of companies in
Not a winning defence to say ‘we didn’t really mean it when we said we were honest'
- Borden Ladner Gervais LLP
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- USA
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- August 8 2012
But Goldman Sachs tried it anyway in Richman v Goldman Sachs, 2012 US Dist LEXIS 86556 (SDNY, 21 June 2012), a class action over alleged failures of disclosure in the marketing of collateralised debt obligations (CDOs
Limited initial review by counsel of opposing party’s privileged documents not grounds for injunction
- Borden Ladner Gervais LLP
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- United Kingdom
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- January 19 2012
Enyo Law LLP, a firm of solicitors, acted for the claimants in a case involving an allegedly fraudulent investment scheme and, through disclosure in those proceedings came into possession of electronic files belonging to Stiedl, one of the defendants in that litigation
Strike 1 for Madoff trustee in claim against Mets owners
- Borden Ladner Gervais LLP
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- Canada
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- November 9 2011
Saul Katz and Fred Wilpon, owners of the New York Mets baseball team, invested in Bernard Madoff’s Ponzi scheme
‘Epic failures’ of class counsel admonished by New York court
- Borden Ladner Gervais LLP
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- Canada
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- November 9 2011
A class action was commenced in 2005 against Smith Barney and others, alleging securities fraud in connection with the purchase of shares in the Smith Barney Capital Preservation Fund (SBCPF) by members of the proposed class
Ontario Court of Justice
- Borden Ladner Gervais LLP
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- Canada
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- January 21 2009
On November 4, 2008, Justice Shamai of the Ontario Court of Justice released reasons in R. v. Landen, an insider trading and tipping case brought pursuant to sections 76(1) and 76(2) of the Ontario Securities Act
Brokers report
- Borden Ladner Gervais LLP
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- Canada
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- February 21 2008
On January 7, 2008, a Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada (“MFDA”) (the “Hearing Panel”) released its Decision and Reasons in connection with the settlement hearing held on December 13, 2007 regarding Berkshire Investment Group Inc
Felderhof insider trading decision
- Borden Ladner Gervais LLP
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- Canada
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- November 8 2007
Readers of this publication will undoubtedly be aware that the Ontario Court of Justice acquitted John Felderhof of Bre-X fame of four insider trading charges on July 31, 2007
Current Search
- Firm Name - Borden Ladner Gervais LLP
- Workarea - Capital Markets
- Workarea - White Collar Crime
- Workarea - Litigation