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Over a million reasons not to violate the securities laws
- Gardere Wynne Sewell LLP
- -
- USA
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- February 9 2012
We had occasion to review the civil and criminal penalties for violating SEC regulations and the Sarbanes-Oxley Act of 2002 and thought a quick post may serve to remind our readers of the severity of securities law violations
Is a public company required to provide its shareholders a paper copy of its Form 10-k?
- Gardere Wynne Sewell LLP
- -
- USA
- -
- June 27 2011
Each year, public companies send their shareholders an annual report along with their proxy statements
Determining whether beneficial ownership of a master limited partnership's subordinated units should be reported under Section 16
- Gardere Wynne Sewell LLP
- -
- USA
- -
- June 15 2011
A master limited partnership, or MLP, is a limited partnership that is publicly traded
Save the date
- Gardere Wynne Sewell LLP
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- USA
- -
- June 13 2011
What is the proper date for a written consent of a Board of Directors? Whether it be for record keeping, corporate formalities, public disclosure or to avoid the perception of option backdating, this question is an important one
Providing projections to investment banks in the face of Regulation FD
- Gardere Wynne Sewell LLP
- -
- USA
- -
- June 2 2011
It is not uncommon for an officer of a company to speak to investment bankers regarding financing options or capital-raising strategies for his company
SEC disclosures associated with climate change
- Gardere Wynne Sewell LLP
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- USA
- -
- August 5 2009
With climate change policy now at the forefront of Congress, pressures have been mounting for public companies to reveal their climate change postures, profiles and initiatives to shareholders, regulators and the public
Current Search
- Firm Name - Gardere Wynne Sewell LLP
- Author - Jess C. Frey
- Jurisdiction - USA