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Results: 1-10 of 68

Reminder: deadline for Form PF annual filers is April 30, 2013

  • Foley Hoag LLP
  • -
  • USA
  • -
  • April 16 2013

As a reminder, smaller private fund advisers registered with the SEC and "large private equity fund advisers" with a fiscal year-end of December 31

All fund managers marketing in the European Union must take note: first deadline under European Union Alternative Investment Fund Managers Directive is approaching

  • Foley Hoag LLP
  • -
  • European Union
  • -
  • April 9 2013

The first compliance date under the European Union's recently adopted Alternative Investment Fund Managers Directive (the "AIFMD") is July 22, 2013

DF protocol deadline is May 1, 2013

  • Foley Hoag LLP
  • -
  • USA
  • -
  • April 2 2013

Managers of funds and separately managed accounts that use swaps are reminded that they (or their clients) must complete the DF Protocol Adherence

Reminder: deadline for obtaining CFTC interim compliance identifier for parties trading in swaps

  • Foley Hoag LLP
  • -
  • USA
  • -
  • March 22 2013

On March 15, 2013, the Commodity Futures Trading Commission's Division of Market Oversight and Office of Data and Technology issued an advisory

Reminder: Form ADV annual amendment due April 1

  • Foley Hoag LLP
  • -
  • USA
  • -
  • March 21 2013

As a reminder, all SEC-registered advisers, state-registered advisers, SEC-exempt reporting advisers and state-exempt reporting advisers with a

Extended compliance deadlines for clearing of iTraxx CDS indices

  • Foley Hoag LLP
  • -
  • European Union, USA
  • -
  • March 8 2013

As a follow up to our earlier Foley Adviser, the compliance deadlines have been extended for mandatory clearing of European iTraxx credit default

Reminder: upcoming deadlines for clearing requirements for certain swaps

  • Foley Hoag LLP
  • -
  • USA
  • -
  • March 4 2013

Investment managers who use swaps on behalf of their clients (including funds) are reminded that the phase-in for mandatory clearing of certain types

CFTC 4.13(a)(3) annual affirmations due by March 1st

  • Foley Hoag LLP
  • -
  • USA
  • -
  • February 25 2013

As a reminder, fund managers relying on the exemption from registration with the U.S. Commodity Futures Trading Commission (the "CFTC") set forth in

Important dates and reminders for investment management advisers, exempt reporting advisers, commodity trading advisors and commodity pool operators

  • Foley Hoag LLP
  • -
  • USA
  • -
  • January 25 2013

All investment advisers registered with the Securities and Exchange Commission (“SEC”) are required to review their compliance policies and procedures

Recent CFTC changes and looming deadlines

  • Foley Hoag LLP
  • -
  • USA
  • -
  • November 16 2012

Investment managers who invest in futures or swaps are reminded that important registration andor filing deadlines with the U.S. Commodity Futures Trading Commission (the “CFTC”) are quickly approaching

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