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On October 11, 2011, the SEC charged three former bank executives with misleading investors about mounting loan losses at United Commercial Bank in 2008 and 2009
On October 24, 2011, the SEC announced that it had filed a settled civil enforcement action requiring, under Section 304 of Sarbanes-Oxley, the CEO of a public company to repay all of his cash and equity-based bonus compensation received for three years the company restated
