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Results: 11-20 of 34

Compensation for victims of financial fraud considered by AMF

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • December 9 2011

Quebec's Autorité des marchés financiers today launched a public consultation to consider a potential compensation system for consumers of financial products and services that have been victims of fraud

Is cash collateral king again in Quebec?

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 18 2011

It is currently a challenge in Canada for Canadian entities in the derivatives, securities lending and repurchase space to offer a first priority security interest on cash to their counterparties

UK moves to a new financial regulatory model

  • Stikeman Elliott LLP
  • -
  • United Kingdom
  • -
  • July 8 2011

As we've discussed in the past, the UK financial regulatory universe is undergoing, in the words of Financial Services Authority Chairman Adair Turner, a "major shift in philosophy"

Federal government announces proposed negative option billing regulations

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • March 18 2011

On March 8, the Canadian Department of Finance announced proposed Regulations prohibiting most negative option billing practices in the financial services sector

CSA release guidance regarding registration of mortgage investment entities

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • February 25 2011

The Canadian Securities Administrators today released guidance intended to clarify the registration requirements that apply to mortgage investment entities (MIEs

CSA extend registration exemption for mortgage investment entities

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • December 3 2010

Earlier today, the CSA announced the extension of the registration exemption for mortgage investment entities from the investment fund manager registration requirement and the adviser registration requirement until March 31, 2011

Quebec introduces money services business licensing legislation

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 12 2010

On November 10, 2010, there was a first reading by Quebec's National Assembly of Bill 128, An Act to enact the Money-Services Businesses Act and to amend various legislative provisions mainly concerning special funds and the financial sector (Bill 128

FSA proposes changes to complaints handling standards

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 6 2010

On September 30, 2010, the U.K. Financial Services Authority (FSA) released a consultation paper proposing changes to its rules regarding how financial firms handle consumer complaints

FSA proposes changes to regulation of trading activity

  • Stikeman Elliott LLP
  • -
  • United Kingdom
  • -
  • September 2 2010

The U.K. Financial Services Authority last week published a discussion paper focusing on the prudential requirements for banks and investment firms that engage in trading activities

CSA release registration exemption for mortgage investment entities

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • August 20 2010

The Canadian Securities Administrators (CSA) today announced that CSA members have issued parallel orders to provide mortgage investment entities that meet certain requirements with relief from investment fund manager registration requirements and adviser registration requirements until December 31, 2010

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