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CSA proposed securitized products rules - parties, part I
- Stikeman Elliott LLP
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- Canada
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- April 12 2011
Proposed Form 41-103F specifies the supplementary prospectus disclosure requirements for distributions of securitized products
SEC chairman speaks of next steps in regulatory reform
- Stikeman Elliott LLP
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- Canada
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- August 5 2010
With the recent approval of financial regulatory reform legislation in the United States, SEC Chairman Mary Schapiro provided an outline of next steps in a speech last week to the Center for Capital Markets Competitiveness in Washington D.C
Saskatchewan securities division releases registration and prospectus exemption for qualified persons entering into OTC derivatives
- Stikeman Elliott LLP
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- Canada
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- December 14 2009
The Saskatchewan Securities Act, 1988 (the Saskatchewan Act) includes within its definition of "security" a futures contract or option that is not an exchange contract
Ottawa releases updated “eligible financial contract” definition: wide range of products, including margin loans, now covered
- Stikeman Elliott LLP
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- Canada
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- November 28 2007
In the Spring of 2007, Canada’s Parliament amended several federal insolvency statutes so as to transfer the definition of the class of protected contracts known as “eligible financial contracts” (EFCs) from the federal insolvency statutes themselves to their respective associated regulations
Quebec government introduces securities transfer legislation
- Stikeman Elliott LLP
- -
- Canada
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- November 28 2007
The Securities and Other Financial Assets Transfer Act (the “Quebec STA”) was introduced as Bill 47 in the Quebec National Assembly on November 13, 2007
