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NYSE and NASDAQ compensation committee adviser independence rules effective July 1, 2013

Proskauer Rose LLP
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USA
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May 21 2013

Publicly traded companies are reminded of the approaching deadline for compliance with certain of the SEC-approved final amendments of the NYSE and

United Kingdom aims to minimise the transition and marketing requirements for AIFMs under AIFMD

Proskauer Rose LLP
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European Union
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May 21 2013

On 13 May 2013, HM Treasury published a response document to its earlier consultation regarding transposition of the Alternative Investment Fund

U.S. Supreme Court to decide whether SOX’s whistleblower provision protects employees of publicly traded company’s contractors

Proskauer Rose LLP
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USA
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May 20 2013

On May 20, 2013, the United States Supreme Court granted a petition for a writ of certiorari to review the United States Court of Appeals for the

Hong Kong applying securities laws to sales of hotel units

Proskauer Rose LLP
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Hong Kong
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May 18 2013

In a move that represents a first in Hong Kong, one of the territory's largest listed property developers, Cheung Kong (Holdings) Limited and certain

Federal securities law preempts enforcement of California's forced-patronage statute

Proskauer Rose LLP
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USA
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May 15 2013

In these four related class actions, plaintiffs (all former employees of large financial institutions) alleged that their firms' policies of

Protecting privacy or enabling fraud? Employee social media password protection laws may clash with FINRA rules

Proskauer Rose LLP
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USA
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May 8 2013

As a growing number of states pass legislation which will protect individuals' social media accounts from employer scrutiny, they have encountered a

New whistleblower bounty law on the horizon in NY?

Proskauer Rose LLP
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USA
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April 30 2013

On March 22, 2013, the New York State Senate introduced the S4362 Proposal which, through a "bounty," gives financial awards to whistleblowers who

SEC staffer cautions private funds industry on potential broker registration issues

Proskauer Rose LLP
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USA
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April 26 2013

In a recent speech given to the ABA Trading and Markets Subcommittee, David W. Blass (Chief Counsel of the SEC's Division of Trading and Markets

The SEC and CFTC adopt identity theft red flag rules

Proskauer Rose LLP
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USA
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April 23 2013

The Securities and Exchange Commission (the "SEC") and Commodity Futures Trading Commission (the "CFTC") recently adopted rules requiring entities

The SEC provides guidance on the use of social media for public company disclosure

Proskauer Rose LLP
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USA
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April 10 2013

On April 2, 2013, the Securities and Exchange Commission issued a "report of investigation" that provides important guidance for companies that wish

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Search results

NYSE and NASDAQ compensation committee adviser independence rules effective July 1, 2013

United Kingdom aims to minimise the transition and marketing requirements for AIFMs under AIFMD

U.S. Supreme Court to decide whether SOX’s whistleblower provision protects employees of publicly traded company’s contractors

Hong Kong applying securities laws to sales of hotel units

Federal securities law preempts enforcement of California's forced-patronage statute

Protecting privacy or enabling fraud? Employee social media password protection laws may clash with FINRA rules

New whistleblower bounty law on the horizon in NY?

SEC staffer cautions private funds industry on potential broker registration issues

The SEC and CFTC adopt identity theft red flag rules

The SEC provides guidance on the use of social media for public company disclosure

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