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Results: 1-10 of 211

Conflict minerals resource center

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • April 14 2014

On August 22, 2012, the U.S. Securities and Exchange Commission adopted Rule 13p-1 under the Exchange Act, which is known as the "Conflict Minerals

Appellate Court issues opinion on Conflict Minerals Rule portions of District Court decision affirmed and portions reversed

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • April 14 2014

Midday today, the Court of Appeals for the D.C. Circuit issued its opinion in the challenge to the Conflict Minerals Rule. With one exception, the

FATCA registration and compliance requirements for hedge funds

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • April 8 2014

The Foreign Account Tax Compliance Act (“FATCA”) generally imposes registration, due diligence, withholding and reporting obligations on certain

SEC releases additional Conflict Minerals FAQs an overview for issuers and audit professionals

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • April 8 2014

Yesterday afternoon, the SEC published nine additional FAQs relating to the Conflict Minerals Rule, as described below. As was the case with the

European Commission proposes EU conflict minerals legislation takeaways for U.S. registrants and other companies

  • Schulte Roth & Zabel LLP
  • -
  • European Union, USA
  • -
  • March 5 2014

Earlier today, the European Commission released its long-expected draft Regulation on responsible conflict minerals sourcing. The Regulation proposes

Recent SEC guidance on “knowledgeable employees” and broker-dealer registration

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • February 25 2014

The U.S. Securities and Exchange Commission recently released guidance on two matters involving "knowledgeable employees" and broker-dealer

Conflict minerals resource center

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • February 4 2014

On August 22, 2012, the U.S. Securities and Exchange Commission adopted Rule 13p-1 under the Exchange Act, which is known as the "Conflict Minerals

The AICPA’s recent conflict minerals guidance an overview for public companies

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • January 29 2014

Earlier this month, the American Institute of Certified Public Accountants ("AICPA") published additional guidance relating to attestation audits

The Activist Investing Annual Review 2014

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • January 27 2014

Was 2013 the year that activism became mainstream? Activist investors still make up a small minority of shareholders, owning an estimated 1 of

Summary of final Volcker Rule regulation compliance programs

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • January 23 2014

On Dec. 10, 2013, the Commodity Futures Trading Commission ("CFTC"), Federal Deposit Insurance Corporation ("FDIC"), Federal Reserve Board (the