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Second Circuit clarifies insider trading liability of tippees

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • December 15 2014

In its highly anticipated decision in U.S. v. Newman, the U.S. Court of Appeals for the Second Circuit held on Dec. 10 that to sustain insider

D.C. Court of Appeals grants rehearing of Conflict Minerals Rule decision

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • November 18 2014

Now in its third year, the challenge to the SEC's Conflict Minerals Rule ("the Rule") continues. Today, the Court of Appeals for the D.C. Circuit

Conflict minerals reporting: a review of calendar year 2013 filings and recommendations for calendar year 2014 compliance

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • September 17 2014

On June 2, 2014, the first filings under the Conflict Minerals Rule which related to calendar year 2013 were due. In this White Paper, we discuss

JOBS Act update: CFTC relief removes impediment to general solicitation

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • September 11 2014

On Sept. 9, 2014, the U.S. Commodity Futures Trading Commission staff granted broad relief intended to remove an obstacle to the ability of market

FinCEN’s much-anticipated proposed rule on customer due diligence is finally here

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • August 8 2014

On July 30, 2014, the Financial Crimes Enforcement Network ("FinCEN"), a bureau of the U.S. Department of the Treasury ("Treasury"), issued a notice

Solvency finding drives Fifth Circuit to affirm dismissal of $2.5-billion fraudulent transfer suit

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • August 8 2014

The U.S. Court of Appeals for the Fifth Circuit, on July 30, 2014, affirmed a district court's dismissal of a litigation trustee's $2.5-billion

Insider trading developments - Summer 2014

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • July 31 2014

The U.S. Securities and Exchange Commission and Department of Justice are continuing to investigate and prosecute insider trading cases at a rate not

Threatened sectoral sanctions against Russia become reality

  • Schulte Roth & Zabel LLP
  • -
  • European Union, Russia, USA
  • -
  • July 30 2014

U.S. President Barack Obama laid the groundwork for sector-based sanctions on key areas of the Russian economy in Executive Order 13662, dated March

District court blocks bankruptcy trustee’s foreign entanglement

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • July 11 2014

U.S. District Judge Jed S. Rakoff of the Southern District of New York held on July 6, 2014 that the Madoff Securities SIPA trustee could not recover

Additional supply chain disclosures by U.S. public companies proposed

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • July 8 2014

Bill Introduced to Require the SEC to Adopt Disclosure Rules Relating to Measures Taken to Identify and Address Unethical Labor Practices in the