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Results: 1-10 of 44

CFTC grants temporary relief for FX and swaps prime brokerage arrangements: context for private fund managers and other investment advisers

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • May 6 2013

On April 30, 2013, the Commodity Futures Trading Commission staff issued a letter granting temporary relief to swap dealers from compliance with

Investment fund deadline for swap data reporting, recordkeeping and CICIs is April 10

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • March 21 2013

The Commodity Futures Trading Commission ("CFTC")'s April 10, 2013 deadline for investment funds that are U.S. Persons to comply with swap data

ISDA to publish second addendum to the August 2012 protocol

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • February 28 2013

The International Swaps and Derivatives Association published the second addendum (the "Addendum") to the ISDA August 2012 Protocol Questionnaire

ISDA August D-F Protocol deadline delayed until may 1, 2013

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • December 21 2012

The Dec. 31, 2012 deadline for adhering to the ISDA August 2012 Dodd-Frank Protocol published by the International Swaps and Derivatives Association

New ESMA guidance on European short selling rules effective 1 November 2012

  • Schulte Roth & Zabel LLP
  • -
  • European Union
  • -
  • October 18 2012

On 10 October 2012 the European Securities and Markets Authority (“ESMA”) published guidance in the form of Questions and Answers (the “Q&A”) on the implementation of the new EU Short Selling Regulation (the “Regulation”

New European rules on short selling effective 1 November 2012

  • Schulte Roth & Zabel LLP
  • -
  • European Union
  • -
  • October 6 2012

The EU Regulation No 2362012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (the “Regulation”) and the subsidiary legislation made under it take effect in all 27 countries of the EU on 1 November 2012 and will replace all existing rules on short selling activities in EU countries

Update for swap counterparties: ISDA's Dodd-Frank protocol addition of Addendum I

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • October 5 2012

ISDA has included an Addendum I (the "Addendum") to the ISDA August 2012 Dodd-Frank Protocol Questionnaire ("Questionnaire"), which provides provisions addressing changes to certain "eligible contract participant" categories that will become effective on Dec. 31, 2012

ISDA publishes Tri-party IA Notices for the custody of collateral for OTC swap counterparties

  • Schulte Roth & Zabel LLP
  • -
  • Global, USA
  • -
  • September 4 2012

September 4, 2012The International Swaps and Derivatives Association (ISDA) recently published Tri-party IA Notices as part of its ongoing roll-out of documentation developed in response to the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC staff issues new faq guidance for CPO, CTA registration and the “de minimis” exemption

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • August 24 2012

Effective Dec. 31, 2012, the Commodity Futures Trading Commission ("CFTC") Rule 4.13(a)(4)1 exemption from registration as a commodity pool operator ("CPO") will no longer be available

Update for swap counterparties: new web portal launched to assign CFTC interim compliant identifiers

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • August 23 2012

The Depository Trust & Clearing Corporation (DTCC) and SWIFT have launched a Web portal to begin assigning CFTC Interim Compliant Identifiers (CICIs) as required by the CFTC’s Data and Recordkeeping Rule

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