Schulte Roth & Zabel LLP | United Kingdom | 22 Nov 2010
On 11 November 2010, the UK’s Financial Services Authority (“FSA”) published its latest policy statement (the “Policy Statement”) with amendments to its rules on the recording of telephone conversations and electronic communications.
Schulte Roth & Zabel LLP | United Kingdom | 3 Nov 2010
The UK Financial Services Authority ("FSA") has recently announced a delay to the anticipated publication date for its policy statement ("PS") and final rules on revising its Remuneration Code ("Code").
Schulte Roth & Zabel LLP | USA | 21 Oct 2010
The draft remuneration code ("Code") published by the UK Financial Services Authority ("FSA") at the end of July 2010 was roundly criticised by the UK media and fund management industry as being both inappropriate and unclear, based as it was on the FSA's existing remuneration code applicable to UK banks and the remuneration of their staff.
Schulte Roth & Zabel LLP | United Kingdom | 18 Aug 2010
On 29 July 2010, the United Kingdom's Financial Services Authority ("FSA") published a consultation paper setting out proposed revisions to its Remuneration Code (the "Code").
Schulte Roth & Zabel LLP | United Kingdom | 5 Aug 2010
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA") published its consultation paper CP 10/18 - Feedback on CP 10/11, final rules and further consultation ("CP 10/18")1 which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR")2.