Schulte Roth & Zabel LLP | European Union, United Kingdom | 9 Jul 2013
The Alternative Investment Fund Managers Directive ("AIFM Directive") of the European Union ("EU") must be implemented into the national law of all…
Schulte Roth & Zabel LLP | United Kingdom, USA | 2 May 2013
HM Treasury, which is the legislative body responsible for implementing the Alternative Investment Fund Managers Directive (“AIFM Directive”) into…
Schulte Roth & Zabel LLP | United Kingdom | 27 Nov 2012
The UK Financial Services Authority has recently published an important report that builds upon a series of late 2011 and early 2012 “thematic reviews” of FSA-authorised investment managers (the “Report”).
Schulte Roth & Zabel LLP | Belgium, European Union, France, etc. | 12 Aug 2011
The European Securities and Markets Authority, an organization established by the European Union as its securities regulatory authority, said in a public statement yesterday that some authorities in the EU have decided to impose or extend existing short-selling bans or restrictions in their respective countries due to recent volatility in the European financial markets.
Schulte Roth & Zabel LLP | United Kingdom | 21 Dec 2010
On 17 December 2010 the UK Financial Services Authority ("FSA") published its delayed policy statement ("PS") and final rules on revising its Remuneration Code ("Code").
Schulte Roth & Zabel LLP | United Kingdom | 22 Nov 2010
On 11 November 2010, the UK’s Financial Services Authority (“FSA”) published its latest policy statement (the “Policy Statement”) with amendments to its rules on the recording of telephone conversations and electronic communications.
Schulte Roth & Zabel LLP | United Kingdom | 3 Nov 2010
The UK Financial Services Authority ("FSA") has recently announced a delay to the anticipated publication date for its policy statement ("PS") and final rules on revising its Remuneration Code ("Code").
Schulte Roth & Zabel LLP | United Kingdom | 18 Aug 2010
On 29 July 2010, the United Kingdom's Financial Services Authority ("FSA") published a consultation paper setting out proposed revisions to its Remuneration Code (the "Code").
Schulte Roth & Zabel LLP | United Kingdom | 5 Aug 2010
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA") published its consultation paper CP 10/18 - Feedback on CP 10/11, final rules and further consultation ("CP 10/18")1 which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR")2.
Schulte Roth & Zabel LLP | United Kingdom | 5 Aug 2010
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA"), published its consultation paper CP 10/18, entitled Feedback on CP 10/11, final rules and further consultation ("CP 10/18") which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR").