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Results: 1-10 of 18

Reminder for UK private fund managers: the AIFM Directive takes effect on 22 July 2013

  • Schulte Roth & Zabel LLP
  • -
  • European Union, United Kingdom
  • -
  • July 9 2013

The Alternative Investment Fund Managers Directive ("AIFM Directive") of the European Union ("EU") must be implemented into the national law of all

New FSA policy on prime brokerage client assets

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • November 9 2010

The UK's regulator, the Financial Services Authority ("FSA"), has recently published its latest policy statement on enhancing the client asset rules in the Client Assets sourcebook ("CASS"

New ESMA guidance on European short selling rules effective 1 November 2012

  • Schulte Roth & Zabel LLP
  • -
  • European Union
  • -
  • October 18 2012

On 10 October 2012 the European Securities and Markets Authority (“ESMA”) published guidance in the form of Questions and Answers (the “Q&A”) on the implementation of the new EU Short Selling Regulation (the “Regulation”

FSA recasts and revises UK rules on short selling

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • August 5 2010

On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA"), published its consultation paper CP 1018, entitled Feedback on CP 1011, final rules and further consultation ("CP 1018") which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR"

FSA conflicts of interest safeguards: immediate action to be taken by all UK-authorised hedge fund managers

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • November 27 2012

The UK Financial Services Authority has recently published an important report that builds upon a series of late 2011 and early 2012 “thematic reviews” of FSA-authorised investment managers (the “Report”

France, Belgium and Spain lift short selling restrictions on financial companies

  • Schulte Roth & Zabel LLP
  • -
  • Belgium, France, Spain
  • -
  • February 16 2012

The ban on short selling financial companies traded on Spanish markets will be lifted with effect from 16 February 2012

US private fund advisers likely to have another year to comply with the AIFM Directive for marketing in the UK

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom, USA
  • -
  • May 2 2013

HM Treasury, which is the legislative body responsible for implementing the Alternative Investment Fund Managers Directive (“AIFM Directive”) into

Reminder for US and other non-EU private fund managers: the AIFM Directive takes effect on 22 July 2013

  • Schulte Roth & Zabel LLP
  • -
  • European Union
  • -
  • July 8 2013

The Alternative Investment Fund Managers Directive ("AIFM Directive") of the European Union ("EU") must be implemented into the national law of all EU

FSA proposes to extend its remuneration code to UK-based hedge fund managers

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • August 18 2010

On 29 July 2010, the United Kingdom's Financial Services Authority ("FSA") published a consultation paper setting out proposed revisions to its Remuneration Code (the "Code"

FSA Remuneration Code update: final rules and application to hedge fund managers

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • December 21 2010

On 17 December 2010 the UK Financial Services Authority ("FSA") published its delayed policy statement ("PS") and final rules on revising its Remuneration Code ("Code"