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The UK Financial Services Authority has recently published an important report that builds upon a series of late 2011 and early 2012 “thematic reviews” of FSA-authorised investment managers (the “Report”
Belgium, European Union, France, Greece, Italy, Spain, United Kingdom
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August 12 2011
The European Securities and Markets Authority, an organization established by the European Union as its securities regulatory authority, said in a public statement yesterday that some authorities in the EU have decided to impose or extend existing short-selling bans or restrictions in their respective countries due to recent volatility in the European financial markets
On 17 December 2010 the UK Financial Services Authority ("FSA") published its delayed policy statement ("PS") and final rules on revising its Remuneration Code ("Code"
On 11 November 2010, the UK’s Financial Services Authority (“FSA”) published its latest policy statement (the “Policy Statement”) with amendments to its rules on the recording of telephone conversations and electronic communications
The UK Financial Services Authority ("FSA") has recently announced a delay to the anticipated publication date for its policy statement ("PS") and final rules on revising its Remuneration Code ("Code"
On 29 July 2010, the United Kingdom's Financial Services Authority ("FSA") published a consultation paper setting out proposed revisions to its Remuneration Code (the "Code"
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA"), published its consultation paper CP 1018, entitled Feedback on CP 1011, final rules and further consultation ("CP 1018") which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR"
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA") published its consultation paper CP 1018 - Feedback on CP 1011, final rules and further consultation ("CP 1018")1 which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR")2
