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US private fund advisers likely to have another year to comply with the AIFM Directive for marketing in the UK
- Schulte Roth & Zabel LLP
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- United Kingdom, USA
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- May 2 2013
HM Treasury, which is the legislative body responsible for implementing the Alternative Investment Fund Managers Directive (“AIFM Directive”) into
FSA conflicts of interest safeguards: immediate action to be taken by all UK-authorised hedge fund managers
- Schulte Roth & Zabel LLP
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- United Kingdom
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- November 27 2012
The UK Financial Services Authority has recently published an important report that builds upon a series of late 2011 and early 2012 “thematic reviews” of FSA-authorised investment managers (the “Report”
FSA recasts and revises UK rules on short selling
- Schulte Roth & Zabel LLP
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- United Kingdom
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- August 5 2010
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA"), published its consultation paper CP 1018, entitled Feedback on CP 1011, final rules and further consultation ("CP 1018") which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR"
FSA asserts new financial stability information-gathering powers
- Schulte Roth & Zabel LLP
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- United Kingdom
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- August 5 2010
On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA") published its consultation paper CP 1018 - Feedback on CP 1011, final rules and further consultation ("CP 1018")1 which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR")2
FSA proposes to extend its remuneration code to UK-based hedge fund managers
- Schulte Roth & Zabel LLP
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- United Kingdom
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- August 18 2010
On 29 July 2010, the United Kingdom's Financial Services Authority ("FSA") published a consultation paper setting out proposed revisions to its Remuneration Code (the "Code"
FSA makes amendments to telephone taping rules
- Schulte Roth & Zabel LLP
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- United Kingdom
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- November 22 2010
On 11 November 2010, the UK’s Financial Services Authority (“FSA”) published its latest policy statement (the “Policy Statement”) with amendments to its rules on the recording of telephone conversations and electronic communications
FSA Remuneration Code update: final rules and application to hedge fund managers
- Schulte Roth & Zabel LLP
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- United Kingdom
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- December 21 2010
On 17 December 2010 the UK Financial Services Authority ("FSA") published its delayed policy statement ("PS") and final rules on revising its Remuneration Code ("Code"
FSA Remuneration Code update: delayed publication of final rules on remuneration
- Schulte Roth & Zabel LLP
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- United Kingdom
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- November 3 2010
The UK Financial Services Authority ("FSA") has recently announced a delay to the anticipated publication date for its policy statement ("PS") and final rules on revising its Remuneration Code ("Code"
Current Search
- Firm Name - Schulte Roth & Zabel LLP
- Author - Neil Robson
- Author - Christopher Hilditch
- Workarea - Capital Markets
- Jurisdiction - United Kingdom