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FSA makes amendments to telephone taping rules

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • November 22 2010

On 11 November 2010, the UK’s Financial Services Authority (“FSA”) published its latest policy statement (the “Policy Statement”) with amendments to its rules on the recording of telephone conversations and electronic communications

FSA Remuneration Code update: delayed publication of final rules on remuneration

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • November 3 2010

The UK Financial Services Authority ("FSA") has recently announced a delay to the anticipated publication date for its policy statement ("PS") and final rules on revising its Remuneration Code ("Code"

FSA remuneration code, EU guidelines on remuneration policies and proportionality

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • October 21 2010

The draft remuneration code ("Code") published by the UK Financial Services Authority ("FSA") at the end of July 2010 was roundly criticised by the UK media and fund management industry as being both inappropriate and unclear, based as it was on the FSA's existing remuneration code applicable to UK banks and the remuneration of their staff

FSA proposes to extend its remuneration code to UK-based hedge fund managers

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • August 18 2010

On 29 July 2010, the United Kingdom's Financial Services Authority ("FSA") published a consultation paper setting out proposed revisions to its Remuneration Code (the "Code"

FSA asserts new financial stability information-gathering powers

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • August 5 2010

On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA") published its consultation paper CP 1018 - Feedback on CP 1011, final rules and further consultation ("CP 1018")1 which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR")2