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Results: 1-10 of 552

PBGC proposed regulations: reportable events and certain other notification requirements

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • May 21 2013

On April 3, 2013, the Pension Benefit Guaranty Corporation (the "PBGC") issued proposed regulations (the "Proposed Rules") to effect changes in the

SEC proposes rules for cross-border security-based swap transactions

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • May 16 2013

On May 1, 2013, the Securities and Exchange Commission ("SEC") unanimously voted to propose rules and interpretive guidance to persons engaging in

New SEC & CFTC rules regarding identity theft programs for private fund advisers

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 26 2013

In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") amended the Fair Credit Reporting Act ("FCRA") to add

Implications of the LondonShaw insider trading case for public companies and external auditors

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 25 2013

The announcement of civil and criminal insider trading charges earlier this month against Scott London, a senior audit partner at a major accounting

Implications of the SEC's first-ever FCPA-related non-prosecution agreement with Ralph Lauren Corp.

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 23 2013

The SEC announced yesterday (April 22) that it entered into a Non-Prosecution Agreement ("NPA") with Ralph Lauren Corp. ("Ralph Lauren") in

Current SEC broker-dealer registration issues concerning private investment funds

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 16 2013

A recent speech given by David W. Blass, the Chief Counsel of the Division of Trading and Markets at the Securities and Exchange Commission ("SEC"

Regulation FD and social media: practical lessons from the SEC’s Netflix release

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 8 2013

In an April 2 release,1 the Securities and Exchange Commission moved its Regulation Fair Disclosure ("Reg. FD") guidance into a new era. For public

Fried Frank M&A quarterly - 1st quarter 2013

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • China, USA
  • -
  • April 5 2013

In public company sale processes, confidentiality agreements executed by bidders almost universally include "standstill" provisions

Sixth Circuit rejects DOJ efforts to equate regulatory non-compliance with False Claims Act liability

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 4 2013

For the second time in two weeks, an appellate court has injected a dose of reality into False Claims Act ("FCA") jurisprudence. Following closely on

Seventh Circuit reins in Justice Department’s overreaching False Claims Act damages theory

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • March 25 2013

For several years, the Justice Department has been advocating for and employing a harsh and aggressive False Claims Act ("FCA") damages methodology