We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 107

Issuers cautiously adopt notice-and-access this proxy season

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • August 7 2014

The numbers are in and we've counted them. The notice-and-access system - under which public issuers may post proxy information circulars online

Supreme Court of Canada to hear securities class action limitation period cases

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • August 8 2014

The Supreme Court of Canada has granted leave to appeal in three securities class action cases in which the defendants seek to enforce the three-year

IIROC proposes restricted membership for U.S. broker-dealers

  • Blake Cassels & Graydon LLP
  • -
  • Canada, USA
  • -
  • July 13 2012

On July 12, 2012, the Investment Industry Regulatory Organization of Canada (IIROC), the investment dealer self-regulatory organization that is the Canadian equivalent of the Financial Industry Regulatory Authority (FINRA), published for comment a concept proposal on the introduction of a new class of IIROC member, called a “Restricted Dealer Member”

Canada imposes chaperone requirement for investment sub-advisers

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • December 17 2013

The Canadian Securities Administrators have proposed a new uniform Canadian registration exemption for investment sub-advisers, as part of a package

Is CEO pay ratio disclosure coming to Canada?

  • Blake Cassels & Graydon LLP
  • -
  • Canada, USA
  • -
  • July 23 2014

Last year, the U.S. Securities and Exchange Commission (SEC) approved a proposal that would require U.S. public companies to disclose the ratio of

Horns locked between investors and issuers over proxy advisory firm regulation

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • July 14 2014

Issuers' general reaction is that the Proposed Policy is "mild," "unobtrusive" and ought to be more prescriptive to have an impact on the quality of

Say on Pay: is the Canadian future voluntary?

  • Blake Cassels & Graydon LLP
  • -
  • Canada, USA
  • -
  • March 27 2014

With the annual meeting season now underway, Canadian public companies that have not done so may be considering whether they will voluntarily adopt a

CSA to complete Phase 1 of Modernization Project and amend investment fund rules

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 17 2012

On February 9, 2012, the Canadian Securities Administrators (CSA) released the final form of amendments (the Amendments) to National Instrument 81-102 Mutual Funds (NI 81-102) and related instruments

Canada proposes ban on exempt market dealers trading listed securities

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • December 17 2013

The Canadian Securities Administrators (CSA) have proposed rule changes that will narrow the trading powers of dealers registered in the category of

The CSA extend elements of mutual fund regulation to closed-end funds

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • July 8 2014

On June 19, 2014, the Canadian Securities Administrators (CSA) published the final instalment of the amendments (Amendments) to National Instrument